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Carlyle Secured Lending
CGBD

Overview Fund Activity

90 hedge funds and large institutions have $224M invested in Carlyle Secured Lending in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 38 increasing their positions, 25 reducing their positions, and 17 closing their positions.

Holders
90
Holders Change
–
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
17
Increased
38
Reduced
25
Closed
17
Calls
–
Puts
$718K
Net Calls
-$718K
Net Calls Change
-$715K

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$3.71M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$5.59M
3
Millennium Management
3
Millennium Management
New York
$6.42M
4
Bank of America
4
Bank of America
North Carolina
$3.46M
5
PP
5
PagnatoKarp Partners
Virginia
$16.1M

Top Sellers

1
Newport Trust Company
1
Newport Trust Company
District of Columbia
$1.62M
2
AM
2
Ares Management
California
$1.56M
3
UBS Group
3
UBS Group
Switzerland
$11.5M
4
SB
4
Suntrust Banks
Georgia
$15.2M
5
SC
5
Southside Capital
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
51
Principal Financial Group
Iowa
$390K 26,950 -123 -0.5%
RIG
52
Roosevelt Investment Group
New York
$373K 25,792 +265 +1%
AG
53
Advisor Group
Arizona
$341K 23,616 +16,958 +255%
Mirae Asset Global Investments
54
Mirae Asset Global Investments
South Korea
$297K 20,529 +3,529 +21%
MWM
55
MorganRosel Wealth Management
Colorado
$273K 18,850 +4,539 +32%
TI
56
Trexquant Investment
Connecticut
$271K 18,714 -20,750 -53%
Canada Life
57
Canada Life
Manitoba, Canada
$266K 18,423 +777 +4%
AC
58
Abbrea Capital
California
$246K 16,558 -14,114 -46%
EWM
59
Evercore Wealth Management
New York
$244K 16,850 +16,850 New
JPMPWA
60
J.P. Morgan Private Wealth Advisors
California
$233K 16,075 -1,450 -8%
TG
61
TCW Group
California
$224K 15,500 +15,500 New
BWP
62
Bernardo Wealth Planning
Pennsylvania
$221K 15,262 – –
SLG
63
Stanley-Laman Group
Pennsylvania
$220K 15,168 +5,056 +50%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$193K 13,342 +13,342 New
JA
65
JOYN Advisors
Georgia
$191K 13,194 – –
CIBC World Market
66
CIBC World Market
Ontario, Canada
$190K 13,143 -341 -3%
Wells Fargo
67
Wells Fargo
California
$178K 12,277 +247 +2%
SCM
68
Sterling Capital Management
North Carolina
$176K 12,135 – –
GCP
69
GSA Capital Partners
United Kingdom
$171K 11,828 +11,828 New
ECM
70
ExodusPoint Capital Management
New York
$168K 11,600 -10,542 -48%
P
71
&Partners
Tennessee
$164K 11,300 +11,300 New
Allianz Asset Management
72
Allianz Asset Management
Germany
$158K 10,944 – –
PFO
73
Pathstone Family Office
New Jersey
$132K 9,111 +9,111 New
BC
74
Barnett & Company
Tennessee
$132K 9,124 +9,124 New
AIM
75
Assured Investment Management
New York
$113K 7,821 +7,821 New
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