Principal Financial Group’s Carlyle Secured Lending CGBD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-26,950	Closed	-$390K	–	2236
2019 Q1	$390K	Sell	26,950 -123	-0.5%	-$1.78K	﹤0.01%	1982
2018 Q4	$336K	Buy	+27,073	New	+$336K	﹤0.01%	1999