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Carlyle Secured Lending
CGBD

90 hedge funds and large institutions have $181M invested in Carlyle Secured Lending in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more capital invested

Capital invested by funds: $140M → $181M (+$40.7M)

2% less funds holding

Funds holding: 92 → 90 (-2)

4.21% less ownership

Funds ownership: 29.14% → 24.93% (-4.2%)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

33% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 36

Holders
90
Holders Change
-2
Holders Change %
-2.17%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
24
Reduced
36
Closed
15
Calls
$1.51M
Puts
–
Net Calls
+$1.51M
Net Calls Change
+$1.05M

Top Buyers

1
Invesco
Invesco
Georgia
+$2.05M
2
VanEck Associates
VanEck Associates
New York
+$1.61M
3
UBS Group
UBS Group
Switzerland
+$1.24M
4
LSV Asset Management
LSV Asset Management
Illinois
+$974K
5
CCM
Callodine Capital Management
Massachusetts
+$759K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.47M
2
Two Sigma Investments
Two Sigma Investments
New York
-$1.42M
3
HighTower Advisors
HighTower Advisors
Illinois
-$1.38M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.05M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
CHAM
26
Clear Harbor Asset Management
Connecticut
$1.37M – – –
BSP
27
Benefit Street Partners
New York
$1.35M +$286K +23,670 +30%
IAIM
28
International Assets Investment Management
Florida
$1.33M +$684K +56,600 +100%
US Bancorp
29
US Bancorp
Minnesota
$1.25M -$206K -17,062 -15%
GC
30
Guggenheim Capital
Illinois
$1.25M -$258K -21,346 -18%
Goldman Sachs
31
Goldman Sachs
New York
$1.18M -$119K -9,808 -10%
LSV Asset Management
32
LSV Asset Management
Illinois
$1.06M +$974K +80,550 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$1.03M -$29.7K -2,459 -3%
Bessemer Group
34
Bessemer Group
New Jersey
$966K – – –
Citadel Advisors
35
Citadel Advisors
Florida
$932K -$58.9K -4,870 -6%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$929K -$11.3K -932 -1%
RJA
37
Raymond James & Associates
Florida
$885K +$84K +6,946 +12%
GT
38
Glenmede Trust
Pennsylvania
$795K – – –
AAM
39
Advisors Asset Management
Colorado
$795K +$526K +43,498 +260%
JP Morgan Chase
40
JP Morgan Chase
New York
$763K +$470K +38,889 +206%
YWP
41
YorkBridge Wealth Partners
New York
$729K – – –
VEA
42
Virtus ETF Advisers
New York
$681K -$14.6K -1,208 -2%
SFI
43
Susquehanna Fundamental Investments
Pennsylvania
$666K -$89K -7,358 -13%
BCM
44
Bridgeway Capital Management
Texas
$660K – – –
CG
45
Clarus Group
Texas
$614K – – –
CA
46
Cornerstone Advisory
Maryland
$540K +$21K +1,736 +4%
FNBT
47
FineMark National Bank & Trust
Florida
$533K – – –
Mackenzie Financial
48
Mackenzie Financial
Ontario, Canada
$477K +$437K +36,169 New
Millennium Management
49
Millennium Management
New York
$466K -$527K -43,589 -55%
WA
50
WealthTrust Axiom
Pennsylvania
$458K – – –
1
2
3 4 5

CGBD Hedge Fund Activity: Q1 2021 in Review

90 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2021, worth a combined $181M — up 29% from $140M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of CGBD and 13 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 24 added.

The largest buyer was Invesco, adding an estimated $2.05M. The largest seller was Morgan Stanley, cutting an estimated $3.47M.

  • 90 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2021, down from 92 in Q4 2020.
  • Funds reported $181M of Carlyle Secured Lending stock for Q1 2021, up 29% quarter-over-quarter.
  • 13 funds opened new Carlyle Secured Lending positions in Q1 2021 and 15 closed out, a net change of -2 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2021 was Invesco, an estimated $2.05M added.
  • The largest Carlyle Secured Lending seller in Q1 2021 was Morgan Stanley, an estimated $3.47M sold.

Based on aggregated 13F filings for Q1 2021.