|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$18.3M
|
+$15
|
+1
|
+0%
|
|
|
2
|
Yakira Capital Management
Westport,
Connecticut
|
$6.89M
|
-$288K
|
-18,560
|
-4%
|
|
|
3
|
Mariner Investment Group
Harrison,
New York
|
$6.22M
|
+$275K
|
+17,726
|
+5%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.33M
|
-$4.37M
|
-281,800
|
-51%
|
|
|
5
|
Wedbush Securities
Los Angeles,
California
|
$829K
|
+$812K
|
+52,385
|
New
|
|
|
6
|
CSS LLC
Chicago,
Illinois
|
$705K
|
+$25K
|
+1,615
|
+4%
|
|
|
7
|
|
$583K
|
+$571K
|
+36,858
|
New
|
|
|
8
|
Clough Capital Partners
Boston,
Massachusetts
|
$302K
|
+$97.6K
|
+6,300
|
+49%
|
|
|
9
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$210K
|
–
|
–
|
–
|
|
|
10
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$180K
|
-$149K
|
-9,645
|
-46%
|
|
|
11
|
Virtu KCG Holdings
New York
|
$164K
|
+$160K
|
+10,344
|
New
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$158K
|
+$155K
|
+10,000
|
New
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
$50K
|
-$48K
|
-3,096
|
-50%
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$30K
|
-$7.75K
|
-500
|
-21%
|
|
|
15
|
American International Group
New York
|
$24.2K
|
-$22.4K
|
-1,445
|
-49%
|
|
|
16
|
Tower Research Capital (TRC)
New York
|
$19K
|
-$21.5K
|
-1,391
|
-54%
|
|
|
17
|
Next Financial Group
Houston,
Texas
|
$9K
|
+$9.29K
|
+600
|
New
|
|
|
18
|
|
$8K
|
+$7.47K
|
+482
|
New
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
$8K
|
+$7.5K
|
+484
|
+3,025%
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$2K
|
–
|
–
|
–
|
|
|
21
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$9.72M
|
-638,802
|
Closed
|
|
|
22
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$994K
|
-65,346
|
Closed
|
|
|
23
|
SG Americas Securities
New York
|
–
|
-$550K
|
-36,139
|
Closed
|
|
|
24
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$403K
|
-26,483
|
Closed
|
|
|
25
|
National Planning Corporation
El Segundo,
California
|
–
|
-$388K
|
-25,245
|
Closed
|
|
