|
1
|
Yakira Capital Management
Westport,
Connecticut
|
$1.57M
|
+$1.57M
|
+76,561
|
New
|
|
|
2
|
SG Americas Securities
New York
|
$1.25M
|
+$1.25M
|
+60,805
|
New
|
|
|
3
|
CSS LLC
Chicago,
Illinois
|
$647K
|
+$647K
|
+31,481
|
New
|
|
|
4
|
LPL Financial
San Diego,
California
|
$608K
|
+$132K
|
+6,412
|
+28%
|
|
|
5
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$206K
|
+$2.57K
|
+125
|
+1%
|
|
|
6
|
National Planning Corporation
El Segundo,
California
|
$163K
|
+$163K
|
+7,954
|
New
|
|
|
7
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$153K
|
+$71.9K
|
+3,501
|
+88%
|
|
|
8
|
BNP Paribas Financial Markets
Paris,
France
|
$131K
|
+$79.6K
|
+3,875
|
+155%
|
|
|
9
|
Creative Planning
Overland Park,
Kansas
|
$109K
|
-$180K
|
-8,741
|
-62%
|
|
|
10
|
Cetera Advisors
Denver,
Colorado
|
$80K
|
–
|
–
|
–
|
|
|
11
|
American International Group
New York
|
$55.9K
|
+$1.03K
|
+50
|
+2%
|
|
|
12
|
MSI Financial Services
Springfield,
Massachusetts
|
$30K
|
+$30K
|
+1,463
|
New
|
|
|
13
|
|
$17K
|
-$6.96K
|
-339
|
-29%
|
|
|
14
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$12K
|
+$637
|
+31
|
+6%
|
|
|
15
|
|
$5K
|
-$431K
|
-21,000
|
-99%
|
|
|
16
|
Tower Research Capital (TRC)
New York
|
$3K
|
+$3.35K
|
+163
|
New
|
|
|
17
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$4.22M
|
-205,617
|
Closed
|
|
|
18
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$1.08M
|
-52,527
|
-100%
|
|
|
19
|
|
–
|
-$290K
|
-14,156
|
Closed
|
|
|
20
|
|
–
|
-$64K
|
-3,121
|
Closed
|
|
|
21
|
|
–
|
-$5K
|
-250
|
Closed
|
|
|
22
|
Wells Fargo
San Francisco,
California
|
–
|
-$21
|
-1
|
Closed
|
|
