|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$17.6M
|
+$994K
|
+64,600
|
+6%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$9.72M
|
+$9.83M
|
+638,802
|
New
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.45M
|
-$191K
|
-12,407
|
-2%
|
|
|
4
|
Yakira Capital Management
Westport,
Connecticut
|
$6.91M
|
-$419K
|
-27,232
|
-6%
|
|
|
5
|
Mariner Investment Group
Harrison,
New York
|
$5.7M
|
+$1.2M
|
+78,074
|
+26%
|
|
|
6
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$1.76M
|
+$165K
|
+10,750
|
+105%
|
|
|
7
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$994K
|
+$930K
|
+60,430
|
+1,229%
|
|
|
8
|
CSS LLC
Chicago,
Illinois
|
$653K
|
+$55.9K
|
+3,631
|
+9%
|
|
|
9
|
SG Americas Securities
New York
|
$550K
|
+$556K
|
+36,139
|
New
|
|
|
10
|
BNP Paribas Financial Markets
Paris,
France
|
$403K
|
-$1.4M
|
-91,133
|
-77%
|
|
|
11
|
National Planning Corporation
El Segundo,
California
|
$388K
|
+$12K
|
+781
|
+3%
|
|
|
12
|
CTC Alternative Strategies
Chicago,
Illinois
|
$323K
|
+$326K
|
+21,205
|
New
|
|
|
13
|
Wolverine Asset Management
Chicago,
Illinois
|
$312K
|
+$207K
|
+13,471
|
+190%
|
|
|
14
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$201K
|
+$9.63K
|
+626
|
+5%
|
|
|
15
|
Clough Capital Partners
Boston,
Massachusetts
|
$195K
|
+$197K
|
+12,800
|
New
|
|
|
16
|
|
$178K
|
+$136K
|
+8,819
|
+303%
|
|
|
17
|
Camarda Financial Advisors
Fleming Island,
Florida
|
$104K
|
+$106K
|
+6,857
|
New
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
$95K
|
+$34.1K
|
+2,218
|
+55%
|
|
|
19
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$78K
|
+$79.3K
|
+5,150
|
New
|
|
|
20
|
American International Group
New York
|
$45.2K
|
-$15
|
-1
|
-0%
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$39K
|
+$23.6K
|
+1,531
|
+145%
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$37K
|
–
|
–
|
–
|
|
|
23
|
|
$32K
|
+$23.1K
|
+1,500
|
+261%
|
|
|
24
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$11K
|
+$785
|
+51
|
+8%
|
|
|
25
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$4K
|
+$3.85K
|
+250
|
New
|
|
