National Planning Corporation’s CORNERSTONE PROGRESSIVE RETURN FD COM CFP Stock Holding History

National Planning Corporation’s Portfolio CFP Stock Details CFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-25,245	Closed	-$388K	–	2690
2014 Q4	$388K	Buy	25,245 +781	+3%	+$12K	0.03%	477
2014 Q3	$401K	Buy	24,464 +1,792	+8%	+$32.5K	0.03%	469
2014 Q2	$416K	Buy	22,672 +12,885	+132%	+$255K	0.03%	465
2014 Q1	$207K	Buy	9,787 +1,833	+23%	+$38.6K	0.02%	641
2013 Q4	$163K	Buy	+7,954	New	+$163K	0.01%	644

Other funds holding CFP

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

National Planning Corporation's CFP Position: Q1 2015 in Review

National Planning Corporation sold out of CORNERSTONE PROGRESSIVE RETURN FD COM (CFP) in Q1 2015, closing a stake of 25,245 shares — an estimated $388K sold.

National Planning Corporation first reported a position in CFP in Q4 2013 and held it in 5 quarters. The position peaked at $416K in Q2 2014. 21 funds tracked by Wall St. Rank hold CFP as of Q1 2015.

National Planning Corporation reported no remaining CORNERSTONE PROGRESSIVE RETURN FD COM position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 25,245 CORNERSTONE PROGRESSIVE RETURN FD COM shares in Q1 2015, an estimated $388K.
National Planning Corporation first reported a position in CORNERSTONE PROGRESSIVE RETURN FD COM in Q4 2013 and held it in 5 quarters.
National Planning Corporation's CORNERSTONE PROGRESSIVE RETURN FD COM position peaked at $416K in Q2 2014.
21 funds tracked by Wall St. Rank held CORNERSTONE PROGRESSIVE RETURN FD COM as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.