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CFP

CORNERSTONE PROGRESSIVE RETURN FD COM
CFP

Delisted

CFP was delisted on the 26th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18M -$3.85M -212,254 -16%
RCM
2
Rivernorth Capital Management
Florida
$9.34M +$4.27M +235,276 +71%
YCM
3
Yakira Capital Management
Connecticut
$7.91M +$401K +22,089 +5%
MIG
4
Mariner Investment Group
New York
$4.88M +$479K +26,425 +10%
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$1.93M +$1.45M +79,666 +210%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.87M +$2.01M +110,783 +3,449%
CL
7
CSS LLC
Illinois
$646K +$24.7K +1,360 +4%
LPL Financial
8
LPL Financial
California
$577K -$7.8K -430 -1%
NPC
9
National Planning Corporation
California
$401K +$32.5K +1,792 +8%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$207K +$7.75K +427 +3%
BRWA
11
B. Riley Wealth Advisors
Florida
$169K +$4.54K +250 +3%
VKH
12
Virtu KCG Holdings
New York
$152K +$167K +9,224 New
WAM
13
Wolverine Asset Management
Illinois
$116K +$128K +7,077 New
CA
14
Cetera Advisors
Colorado
$97K
ICOA
15
Investment Centers of America
North Dakota
$93K +$102K +5,625 New
Nomura Holdings
16
Nomura Holdings
Japan
$90K +$20K +1,100 +25%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$81K +$89.2K +4,916 New
Jane Street
18
Jane Street
New York
$67K +$73.7K +4,060 New
Creative Planning
19
Creative Planning
Kansas
$66K -$53.7K -2,962 -43%
CAM
20
Congress Asset Management
Massachusetts
$62K
AIG
21
American International Group
New York
$48.9K -$9.74K -537 -15%
Citadel Advisors
22
Citadel Advisors
Florida
$48K +$52.5K +2,896 New
Goldman Sachs
23
Goldman Sachs
New York
$48K +$52.7K +2,906 New
PAG
24
Private Advisor Group
New Jersey
$47K +$51.6K +2,844 New
MFS
25
MSI Financial Services
Massachusetts
$39K -$7.04K -388 -14%