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Codexis
CDXS

36 hedge funds and large institutions have $21.1M invested in Codexis in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

55% more capital invested

Capital invested by funds: $13.6M → $21.1M (+$7.48M)

3% less funds holding

Funds holding: 37 → 36 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
7
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OM
Opaleye Management
Massachusetts
+$1.27M
2
Deutsche Bank
Deutsche Bank
Germany
+$833K
3
Wells Fargo
Wells Fargo
California
+$382K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$210K
5
EIM
Essex Investment Management
Massachusetts
+$173K

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$751K
2
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$554K
3
Renaissance Technologies
Renaissance Technologies
New York
-$92.5K
4
Two Sigma Investments
Two Sigma Investments
New York
-$75K
5
TC
TFS Capital
Pennsylvania
-$38K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
26
Guggenheim Capital
Illinois
$22K +$19.7K +10,764 New
AA
27
Ancora Advisors
Ohio
$20K +$18.3K +10,000 New
BA
28
BlackRock Advisors
Delaware
$12K – – –
U
29
UBS
Switzerland
$11K +$9.68K +5,300 New
Citigroup
30
Citigroup
New York
$5K +$4.84K +2,651 +7,165%
NFA
31
Nationwide Fund Advisors
Ohio
$3K – – –
BNP Paribas Financial Markets
32
BNP Paribas Financial Markets
France
$1.18K – – –
GC
33
Globeflex Capital
California
$1K -$977 -535 -38%
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
Fidelity Investments
35
Fidelity Investments
Massachusetts
– -$751K -536,075 Closed
Fuller & Thaler Asset Management
36
Fuller & Thaler Asset Management
California
– -$554K -395,400 Closed
Two Sigma Investments
37
Two Sigma Investments
New York
– -$75K -53,345 Closed
TC
38
TFS Capital
Pennsylvania
– -$38K -26,979 Closed
Invesco
39
Invesco
Georgia
– -$32K -22,600 Closed
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
– -$29K -20,807 Closed
Two Sigma Advisers
41
Two Sigma Advisers
New York
– -$21K -15,198 Closed
California Public Employees Retirement System
42
California Public Employees Retirement System
California
– -$6K -4,500 Closed
TRCT
43
Tower Research Capital (TRC)
New York
– -$2K -1,600 Closed
Nomura Holdings
44
Nomura Holdings
Japan
– +$365 +200 New
1
2

CDXS Hedge Fund Activity: Q1 2014 in Review

36 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q1 2014, worth a combined $21.1M — up 55% from $13.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of CDXS and 8 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 12 added.

The largest buyer was Opaleye Management, opening a new position worth an estimated $1.27M. The largest seller was Fidelity Investments, exiting entirely with an estimated $751K sold.

  • 36 institutional investors held Codexis (CDXS) as of Q1 2014, down from 37 in Q4 2013.
  • Funds reported $21.1M of Codexis stock for Q1 2014, up 55% quarter-over-quarter.
  • 8 funds opened new Codexis positions in Q1 2014 and 9 closed out, a net change of -1 holder.
  • The largest Codexis buyer in Q1 2014 was Opaleye Management, an estimated $1.27M added.
  • The largest Codexis seller in Q1 2014 was Fidelity Investments, an estimated $751K sold.

Based on aggregated 13F filings for Q1 2014.