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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
EA
1201
Euclid Advisors
Connecticut
– -$43.3M -437,590 Closed
HW
1202
Hancock Whitney
Mississippi
– -$18M -181,870 Closed
LCM
1203
Laurion Capital Management
New York
– -$17M -171,597 Closed
BIM
1204
BRC Investment Management
Colorado
– -$12.1M -121,801 Closed
QAM
1205
QCI Asset Management
New York
– -$9.08M -91,661 Closed
LOAMS
1206
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$8.87M -89,255 Closed
NLGIA
1207
Nippon Life Global Investors Americas
New York
– -$5.7M -57,510 Closed
CFG
1208
Cambridge Financial Group
Ohio
– -$5.69M -57,448 Closed
CM
1209
Churchill Management
California
– -$4.69M -47,375 Closed
CWG
1210
C WorldWide Group
Denmark
– -$4M -40,410 Closed
LM
1211
Luminus Management
Texas
– -$3.56M -36,000 Closed
JIM
1212
Jupiter Investment Management
United Kingdom
– -$2.23M -22,500 Closed
GCA
1213
Greenwood Capital Associates
South Carolina
– -$2.21M -22,338 Closed
BAAM
1214
Baker Avenue Asset Management
California
– -$2.15M -21,754 Closed
PRC
1215
Platte River Capital
Colorado
– -$2.09M -21,065 Closed
LI
1216
LMCG Investments
Massachusetts
– -$1.47M -14,857 Closed
MF
1217
Magnetar Financial
Illinois
– -$1.35M -13,669 Closed
MFS
1218
Monetta Financial Services
Illinois
– -$1.29M -13,000 Closed
CWM
1219
Confluence Wealth Management
Oregon
– -$1.26M -12,742 Closed
LBG
1220
Lloyds Banking Group
United Kingdom
– -$1.15M -11,635 Closed
SIM
1221
Spark Investment Management
New York
– -$881K -8,900 Closed
BPGAM
1222
BTG Pactual Global Asset Management
Bermuda
– -$779K -7,875 Closed
CPO
1223
Cerity Partners OCIO
New York
– -$776K -7,839 Closed
LOCC
1224
Lombard Odier & Cie (Canada)
Quebec, Canada
– -$699K -7,055 Closed
HB
1225
Homrich & Berg
Georgia
– -$697K -7,037 Closed
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