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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
1176
Centre Asset Management
New York
– -$705K -7,700 Closed
TI
1177
Trexquant Investment
Connecticut
– -$631K -6,900 Closed
LG
1178
LaFleur & Godfrey
Michigan
– -$631K -6,898 Closed
DR
1179
Davis Rea
Ontario, Canada
– -$581K -6,345 Closed
PAM
1180
Paradigm Asset Management
New York
– -$577K -6,300 Closed
GCC
1181
Guardian Capital (Canada)
Ontario, Canada
– -$550K -6,004 Closed
AWA
1182
AmeriServ Wealth Advisors
Pennsylvania
– -$531K -5,800 Closed
AC
1183
Allstate Corporation
Illinois
– -$506K -5,530 Closed
EPM
1184
Equitec Proprietary Markets
Illinois
– -$500K -5,465 Closed
SFM
1185
Systematic Financial Management
New Jersey
– -$494K -5,401 Closed
TSS
1186
Two Sigma Securities
New York
– -$479K -5,236 Closed
BWFM
1187
Bridgewater Wealth & Financial Management
Maryland
– -$454K -4,960 Closed
TI
1188
Telemetry Investments
New York
– -$454K -4,960 Closed
BP
1189
Ballentine Partners
Massachusetts
– -$435K -4,745 Closed
PHK
1190
Point72 Hong Kong
Hong Kong
– -$425K -4,642 Closed
CL
1191
Choreo LLC
Illinois
– -$416K -4,542 Closed
LW
1192
Linscomb Wealth
Texas
– -$403K -4,399 Closed
NAMA
1193
Nikko Asset Management Americas
New York
– -$370K -4,000 Closed
UOC
1194
UBS O'Connor
Illinois
– -$366K -4,000 Closed
MFIMFI
1195
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$352K -3,850 Closed
VIA
1196
Vident Investment Advisory
Georgia
– -$352K -3,849 Closed
PJSIMP
1197
P.J. Schmidt Investment Management (PJS)
Wisconsin
– -$336K -3,671 Closed
TTWM
1198
TCV Trust & Wealth Management
Virginia
– -$334K -3,646 Closed
HCC
1199
Hirtle Callaghan & Co
Pennsylvania
– -$329K -3,597 Closed
WIS
1200
Wright Investors Service
Connecticut
– -$327K -3,574 Closed
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