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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GGPS
1101
Gary Goldberg Planning Services
New York
$140K -$95.2K -978 -39%
PIA
1102
Peachtree Investment Advisors
Georgia
$140K +$148K +1,525 New
WRM
1103
Westport Resources Management
Connecticut
$138K – – –
CM
1104
Castleark Management
Illinois
$137K – – –
VIA
1105
Vantage Investment Advisors
Pennsylvania
$134K -$7.79K -80 -5%
NES
1106
New England Securities
New York
$132K -$44.7K -459 -24%
CPA
1107
Cowen Prime Advisors
New York
$128K – – –
HR
1108
Howe & Rusling
New York
$125K – – –
JWA
1109
JFS Wealth Advisors
Pennsylvania
$121K +$6.81K +70 +6%
LS
1110
Lupo Securities
Illinois
$114K +$122K +1,250 New
HCM
1111
Highlander Capital Management
New Jersey
$110K – – –
MA
1112
MCF Advisors
Kentucky
$104K -$19.6K -201 -15%
IMS
1113
Index Management Solutions
Pennsylvania
$98K -$217K -2,232 -68%
LNB
1114
Ledyard National Bank
$98K – – –
WA
1115
WealthTrust-Arizona
Arizona
$98K +$9.83K +101 +10%
AA
1116
AlphaMark Advisors
Kentucky
$97K -$7.5K -77 -7%
TFA
1117
Transamerica Financial Advisors
Florida
$97K +$4.77K +49 +5%
LWA
1118
Lenox Wealth Advisors
New York
$96K – – –
PMFA
1119
Plante Moran Financial Advisors
Michigan
$94K +$36K +370 +57%
AF
1120
Allworth Financial
California
$94K +$99.8K +1,025 New
HF
1121
Hoxton Financial
West Virginia
$86K – – –
PIA
1122
Piedmont Investment Advisors
North Carolina
$82.7K -$7.2K -74 -8%
AWM
1123
Avior Wealth Management
Nebraska
$82K -$11.4K -117 -11%
FCCM
1124
First City Capital Management
Georgia
$80.1K – – –
AWM
1125
AllSquare Wealth Management
New York
$72K +$76.4K +785 New
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