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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
VWM
901
Vector Wealth Management
Minnesota
$423K -$115K -1,220 -22%
FMBTD
902
First Midwest Bank Trust Division
Illinois
$421K -$16.5K -175 -4%
PHS
903
Pekin Hardy Strauss
Illinois
$419K +$94 +1 +0%
PAM
904
Princeton Alpha Management
New Jersey
$412K +$391K +4,147 New
CCM
905
Catawba Capital Management
Virginia
$411K – – –
ACM
906
Aviance Capital Management
Florida
$404K +$366K +3,884 +2,134%
IH
907
IFC Holdings
Florida
$401K -$200K -2,120 -34%
HCC
908
Hirtle Callaghan & Co
Pennsylvania
$399K -$47.7K -506 -11%
NAMA
909
Nikko Asset Management Americas
New York
$398K – – –
TF
910
Tompkins Financial
New York
$397K -$4.71K -50 -1%
VC
911
Vicus Capital
Pennsylvania
$397K +$377K +3,994 New
BRWM
912
B. Riley Wealth Management
Tennessee
$397K +$377K +3,998 New
DAM
913
Deltec Asset Management
New York
$397K +$377K +4,000 New
PFPT
914
Pinnacle Financial Partners (Tennessee)
Tennessee
$394K -$24.8K -263 -6%
PCA
915
Peddock Capital Advisors
Massachusetts
$390K – – –
YCM
916
Yorkville Capital Management
New York
$387K – – –
DWT
917
Dorsey & Whitney Trust
South Dakota
$382K +$11.5K +122 +3%
WFG
918
Wills Financial Group
Virginia
$380K +$29.2K +310 +9%
OA
919
Oxbow Advisors
Texas
$375K – – –
JCM
920
Janney Capital Management
Pennsylvania
$371K -$117K -1,240 -25%
HA
921
Halsey Associates
Connecticut
$370K – – –
CG
922
Clinton Group
New York
$370K +$351K +3,725 New
DHFB
923
Dixon Hubard Feinour & Brown
Virginia
$368K -$28.3K -300 -8%
SSB
924
Sandy Spring Bank
Maryland
$363K -$10.5K -111 -3%
RIM
925
Regent Investment Management
Kentucky
$363K -$9.43K -100 -3%
35 36
37
38 39