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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
LNWWM
701
Laird Norton Wetherby Wealth Management
California
$560K +$131K +1,953 +36%
Cetera Investment Advisers
702
Cetera Investment Advisers
Illinois
$560K +$258K +3,844 +112%
SCM
703
SOL Capital Management
Maryland
$558K +$20.1K +300 +4%
RC
704
RBO & Co
California
$557K -$853K -12,722 -64%
CWP
705
Capital Wealth Planning
Florida
$557K – – –
MFIMFI
706
Mesirow Financial Investment Management - Fixed Income
Illinois
$557K – – –
Jones Financial Companies
707
Jones Financial Companies
Missouri
$550K +$18.2K +271 +4%
SA
708
Strategic Advisors
New York
$547K +$402 +6 +0.1%
SSWM
709
Smith Salley Wealth Management
North Carolina
$546K -$28.8K -429 -6%
PHS
710
Pekin Hardy Strauss
Illinois
$542K -$122K -1,814 -20%
EVC
711
Eidelman Virant Capital
Missouri
$540K – – –
CPA
712
Court Place Advisors
Maryland
$540K +$30.2K +450 +7%
MFP
713
Mosaic Financial Partners
California
$536K – – –
GP
714
GLG Partners
United Kingdom
$528K +$463K +6,900 New
IPC
715
Independent Portfolio Consultants
Florida
$524K +$15.8K +235 +4%
CONA
716
Capital One National Association
New York
$523K -$152K -2,269 -25%
FWM
717
Frontier Wealth Management
Missouri
$522K -$38.6K -576 -8%
NAMA
718
Nikko Asset Management Americas
New York
$520K +$456K +6,800 New
MRCM
719
M&R Capital Management
New Jersey
$519K -$25.8K -385 -5%
NIMI
720
Natixis Investment Managers International
France
$519K +$116K +1,727 +34%
WSCM
721
Wellington Shields Capital Management
New York
$517K +$60.4K +900 +15%
CCT
722
Chemung Canal Trust
New York
$513K -$285K -4,250 -39%
Fuller & Thaler Asset Management
723
Fuller & Thaler Asset Management
California
$513K +$33.5K +500 +8%
FBT
724
First Bankers Trust
Kentucky
$509K +$60.4K +900 +16%
VC
725
Vicus Capital
Pennsylvania
$507K +$35.2K +525 +9%