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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
SSWM
526
Smith Salley Wealth Management
North Carolina
$1.91M +$1.97M +23,193 New
PWAP
527
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$1.91M +$1.97M +23,154 New
NEI
528
Northwest & Ethical Investments
Ontario, Canada
$1.9M +$1.96M +23,090 New
SIM
529
Sentry Investment Management
Wisconsin
$1.9M +$1.96M +23,049 New
BT
530
Beacon Trust
New Jersey
$1.88M +$1.94M +22,843 New
Thrivent Financial for Lutherans
531
Thrivent Financial for Lutherans
Minnesota
$1.86M +$1.92M +22,600 New
KCMRT
532
Kemper Corp Master Retirement Trust
Illinois
$1.83M +$1.89M +22,200 New
NAM
533
North American Management
Massachusetts
$1.8M +$1.86M +21,869 New
DCLA
534
Douglas C. Lane & Associates
New York
$1.77M +$1.83M +21,494 New
EFS
535
Essex Financial Services
Connecticut
$1.77M +$1.82M +21,429 New
GAM
536
Gotham Asset Management
New York
$1.76M +$1.82M +21,376 New
CICI
537
Capital Investment Counsel Inc
North Carolina
$1.76M +$1.82M +21,377 New
Bank of Nova Scotia
538
Bank of Nova Scotia
Ontario, Canada
$1.75M +$1.81M +21,266 New
AHC
539
Adell Harriman & Carpenter
Texas
$1.75M +$1.81M +21,229 New
CAM
540
Cubic Asset Management
Massachusetts
$1.75M +$1.8M +21,190 New
LCM
541
Lucas Capital Management
New Jersey
$1.75M +$1.8M +21,190 New
CIC
542
Carnegie Investment Counsel
Ohio
$1.74M +$1.79M +21,070 New
CNBT
543
Canandaigua National Bank & Trust
New York
$1.73M +$1.79M +21,018 New
AAM
544
Advisors Asset Management
Colorado
$1.72M +$1.78M +20,904 New
RG
545
Rathbones Group
United Kingdom
$1.72M +$1.77M +20,810 New
WSFS
546
Wilmington Savings Fund Society
Delaware
$1.71M +$1.76M +20,678 New
TCM
547
Telos Capital Management
California
$1.7M +$1.75M +20,633 New
WA
548
WFG Advisors
Texas
$1.7M +$1.75M +20,587 New
BMC
549
Benin Management Corp
Connecticut
$1.69M +$1.74M +20,485 New
WA
550
WBH Advisory
Maryland
$1.69M +$1.74M +20,463 New
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