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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
IIM
351
Ipswich Investment Management
Massachusetts
$4.5M +$4.64M +54,554 New
WT
352
Washington Trust
Rhode Island
$4.47M +$4.61M +54,237 New
Janney Montgomery Scott
353
Janney Montgomery Scott
Pennsylvania
$4.47M +$4.61M +54,185 New
PRA
354
Parametric Risk Advisors
Connecticut
$4.47M +$4.61M +54,181 New
IC
355
InterOcean Capital
Illinois
$4.45M +$4.59M +53,960 New
LTFS
356
Ladenburg Thalmann Financial Services
Florida
$4.45M +$4.58M +53,828 New
EWM
357
Edge Wealth Management
New York
$4.41M +$4.52M +53,201 New
CAM
358
Cypress Asset Management
Texas
$4.37M +$4.5M +52,916 New
CFB
359
Cullen/Frost Bankers
Texas
$4.33M +$4.46M +52,480 New
SAM
360
Selway Asset Management
$4.29M +$4.42M +51,979 New
AIC
361
Argus Investors Counsel
New York
$4.28M +$4.42M +51,939 New
TMAM
362
Tokio Marine Asset Management
Japan
$4.27M +$4.41M +51,812 New
EGA
363
Eagle Global Advisors
Texas
$4.23M +$4.36M +51,295 New
FAAS
364
First Allied Advisory Services
California
$4.21M +$4.36M +51,277 New
Mariner
365
Mariner
Kansas
$4.21M +$4.34M +51,065 New
PWP
366
Private Wealth Partners
California
$4.2M +$4.33M +50,950 New
SLI
367
Sumitomo Life Insurance
Japan
$4.19M +$4.32M +50,780 New
PP
368
Palladium Partners
Virginia
$4.18M +$4.31M +50,688 New
SAM
369
Shikiar Asset Management
New York
$4.15M +$4.28M +50,350 New
KCG
370
Knight Capital Group
$4.14M +$4.27M +50,189 New
BIM
371
Bridges Investment Management
Nebraska
$4.13M +$4.26M +50,127 New
WTC
372
WhitTier Trust Company
Nevada
$4.12M +$4.25M +49,951 New
GF
373
Goodman Financial
Texas
$4.1M +$4.23M +49,734 New
HighTower Advisors
374
HighTower Advisors
Illinois
$4.08M +$4.21M +49,491 New
SCM
375
Sterling Capital Management
North Carolina
$4.03M +$4.16M +48,902 New
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