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CAPD

iPath Shiller CAPE ETN

Delisted

CAPD was delisted on the 11th of October, 2022.

45 hedge funds and large institutions have $151M invested in iPath Shiller CAPE ETN in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

76% more capital invested

Capital invested by funds: $86.2M → $151M (+$65.3M)

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

0% more funds holding

Funds holding: 4545 (0)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
0.79%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
5
Increased
17
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Waddell & Associates
Tennessee
$53.2M +$609K +28,313 +1%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$17.2M +$355K +16,477 +2%
HT
3
Heritage Trust
Oklahoma
$12.6M +$86.1K +3,999 +0.7%
PAG
4
Private Advisor Group
New Jersey
$9.18M +$478K +22,229 +5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$5.57M +$1.45M +67,139 +34%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.22M +$203K +9,439 +4%
TW
7
Transform Wealth
Colorado
$5.11M +$5.22M +242,407 New
BA
8
Bridge Advisory
California
$5.06M +$18.9K +879 +0.4%
ATC
9
Argent Trust Co
Tennessee
$4.76M -$64.6K -3,000 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$4.46M +$3.34M +155,172 +275%
LPL Financial
11
LPL Financial
California
$4.04M -$131K -6,092 -3%
AWM
12
Accel Wealth Management
Iowa
$3.37M -$57.7K -2,680 -2%
SPI
13
Santori & Peters Inc
Pennsylvania
$3.24M -$9.84K -457 -0.3%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.42M +$1.56M +72,446 +171%
HighTower Advisors
15
HighTower Advisors
Illinois
$2.1M
FFWM
16
Future Financial Wealth Management
Ohio
$1.42M
SG
17
StoneX Group
New York
$1.15M +$7.3K +339 +0.6%
CIBC World Market
18
CIBC World Market
Ontario, Canada
$1.06M +$65.7K +3,054 +6%
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$1.02M -$101K -4,700 -9%
CIA
20
Capital Investment Advisors
Georgia
$938K -$26.6K -1,237 -3%
SWA
21
Stratos Wealth Advisors
Ohio
$890K -$959K -44,575 -51%
MML Investors Services
22
MML Investors Services
Massachusetts
$856K +$131K +6,067 +18%
FEG
23
Financial Enhancement Group
Indiana
$781K -$43.7K -2,031 -5%
CAN
24
Cetera Advisor Networks
California
$746K +$533K +24,746 +232%
EK
25
Evensky & Katz
Florida
$732K +$8.7K +404 +1%

CAPD Hedge Fund Activity: Q3 2021 in Review

45 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iPath Shiller CAPE ETN (CAPD) for Q3 2021, worth a combined $151M — up 76% from $86.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new CAPD positions and 3 closed out — a net gain of 2 holders — while 17 added to existing stakes and 9 trimmed.

The largest buyer was Transform Wealth, opening a new position worth an estimated $5.22M. The largest seller was Stratos Wealth Advisors, cutting an estimated $959K.

  • 45 institutional investors held iPath Shiller CAPE ETN (CAPD) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $151M of iPath Shiller CAPE ETN stock for Q3 2021, up 76% quarter-over-quarter.
  • 5 funds opened new iPath Shiller CAPE ETN positions in Q3 2021 and 3 closed out, a net change of +2 holders.
  • The largest iPath Shiller CAPE ETN buyer in Q3 2021 was Transform Wealth, an estimated $5.22M added.
  • The largest iPath Shiller CAPE ETN seller in Q3 2021 was Stratos Wealth Advisors, an estimated $959K sold.

Based on aggregated 13F filings for Q3 2021.