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CAPD

iPath Shiller CAPE ETN

Delisted

CAPD was delisted on the 11th of October, 2022.

38 hedge funds and large institutions have $79.1M invested in iPath Shiller CAPE ETN in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

11% more capital invested

Capital invested by funds: $71.4M → $79.1M (+$7.71M)

9% more funds holding

Funds holding: 3538 (+3)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.77%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
10
Increased
8
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Waddell & Associates
Tennessee
$36.7M +$472K +30,800 +1%
HT
2
Heritage Trust
Oklahoma
$8.63M -$133K -8,650 -2%
PAG
3
Private Advisor Group
New Jersey
$6.78M -$60.3K -3,930 -0.9%
ATC
4
Argent Trust Co
Tennessee
$3.31M -$133K -8,700 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.09M -$103K -6,720 -3%
LPL Financial
6
LPL Financial
California
$2.45M +$218K +14,230 +10%
RG
7
Retirement Group
California
$2.34M +$88.8K +5,790 +4%
SPI
8
Santori & Peters Inc
Pennsylvania
$2.24M -$2.45K -160 -0.1%
IAIM
9
International Assets Investment Management
Florida
$2.2M +$18.4K +1,200 +0.8%
HighTower Advisors
10
HighTower Advisors
Illinois
$1.72M
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$909K -$71.5K -4,660 -7%
SG
12
StoneX Group
New York
$764K -$40.8K -2,660 -5%
Osaic Holdings
13
Osaic Holdings
Arizona
$751K -$13.5K -880 -2%
CIA
14
Capital Investment Advisors
Georgia
$710K +$2.15K +140 +0.3%
MML Investors Services
15
MML Investors Services
Massachusetts
$701K +$117K +7,620 +20%
FEG
16
Financial Enhancement Group
Indiana
$663K -$43.2K -2,820 -6%
Ameriprise
17
Ameriprise
Minnesota
$638K +$627K +40,890 New
CIBC World Market
18
CIBC World Market
Ontario, Canada
$634K +$7.36K +480 +1%
WWM
19
Western Wealth Management
Colorado
$632K
WP
20
WealthShield Partners
North Carolina
$605K +$595K +38,790 New
EK
21
Evensky & Katz
Florida
$558K
AAS
22
Avantax Advisory Services
Texas
$483K -$9.97K -650 -2%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$284K +$280K +18,230 New
AIA
24
Armor Investment Advisors
North Carolina
$261K
AWA
25
Arete Wealth Advisors
Illinois
$241K +$237K +15,440 New

CAPD Hedge Fund Activity: Q3 2020 in Review

38 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iPath Shiller CAPE ETN (CAPD) for Q3 2020, worth a combined $79.1M — up 11% from $71.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CAPD positions and 7 closed out — a net gain of 3 holders — while 8 added to existing stakes and 10 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $627K. The largest seller was Jane Street, exiting entirely with an estimated $853K sold.

  • 38 institutional investors held iPath Shiller CAPE ETN (CAPD) as of Q3 2020, up from 35 in Q2 2020.
  • Funds reported $79.1M of iPath Shiller CAPE ETN stock for Q3 2020, up 11% quarter-over-quarter.
  • 10 funds opened new iPath Shiller CAPE ETN positions in Q3 2020 and 7 closed out, a net change of +3 holders.
  • The largest iPath Shiller CAPE ETN buyer in Q3 2020 was Ameriprise, an estimated $627K added.
  • The largest iPath Shiller CAPE ETN seller in Q3 2020 was Jane Street, an estimated $853K sold.

Based on aggregated 13F filings for Q3 2020.