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CAPD

iPath Shiller CAPE ETN

Delisted

CAPD was delisted on the 11th of October, 2022.

35 hedge funds and large institutions have $41.1M invested in iPath Shiller CAPE ETN in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

14% more capital invested

Capital invested by funds: $35.9M → $41.1M (+$5.21M)

0% more funds holding

Funds holding: 3535 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
14
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Waddell & Associates
Tennessee
$12.3M -$442K -32,200 -3%
PAG
2
Private Advisor Group
New Jersey
$6.13M -$8.92K -650 -0.1%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.75M +$1.78M +129,840 +185%
ATC
4
Argent Trust Co
Tennessee
$2.58M +$427K +31,100 +20%
KWM
5
Kingsview Wealth Management
Oregon
$2.51M +$2.25M +163,600 +869%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.12M +$142K +10,370 +7%
SPI
7
Santori & Peters Inc
Pennsylvania
$1.97M +$77.3K +5,630 +4%
HighTower Advisors
8
HighTower Advisors
Illinois
$1.96M -$149K -10,860 -7%
LPL Financial
9
LPL Financial
California
$1.77M +$96.2K +7,010 +6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$855K +$1.51K +110 +0.2%
CIA
11
Capital Investment Advisors
Georgia
$851K +$15.6K +1,140 +2%
Ameriprise
12
Ameriprise
Minnesota
$708K +$232K +16,880 +45%
FEG
13
Financial Enhancement Group
Indiana
$561K +$1.37K +100 +0.2%
WWM
14
Western Wealth Management
Colorado
$558K
SG
15
StoneX Group
New York
$513K +$176K +12,810 +52%
EK
16
Evensky & Katz
Florida
$416K -$15.4K -1,120 -4%
IFWM
17
Institute for Wealth Management
Colorado
$384K +$19.1K +1,390 +5%
Stifel Financial
18
Stifel Financial
Missouri
$383K +$15.1K +1,100 +4%
AG
19
Advisor Group
Arizona
$345K -$686 -50 -0.2%
CIBC World Market
20
CIBC World Market
Ontario, Canada
$258K +$258K +18,760 New
AIA
21
Armor Investment Advisors
North Carolina
$226K
MML Investors Services
22
MML Investors Services
Massachusetts
$223K -$160K -11,650 -42%
PWM
23
Perigon Wealth Management
California
$221K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$171K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$67K +$56.1K +4,090 +511%

CAPD Hedge Fund Activity: Q3 2019 in Review

35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iPath Shiller CAPE ETN (CAPD) for Q3 2019, worth a combined $41.1M — up 14% from $35.9M a quarter earlier.

Fund positioning in CAPD was balanced in Q3 2019: 2 funds opened new positions, 2 closed out, 14 added to existing stakes and 7 trimmed.

The largest buyer was Kingsview Wealth Management, adding an estimated $2.25M. The largest seller was Waddell & Associates, cutting an estimated $442K.

  • 35 institutional investors held iPath Shiller CAPE ETN (CAPD) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $41.1M of iPath Shiller CAPE ETN stock for Q3 2019, up 14% quarter-over-quarter.
  • 2 funds opened new iPath Shiller CAPE ETN positions in Q3 2019 and 2 closed out, a net change of 0 holders.
  • The largest iPath Shiller CAPE ETN buyer in Q3 2019 was Kingsview Wealth Management, an estimated $2.25M added.
  • The largest iPath Shiller CAPE ETN seller in Q3 2019 was Waddell & Associates, an estimated $442K sold.

Based on aggregated 13F filings for Q3 2019.