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CAPD

iPath Shiller CAPE ETN

Delisted

CAPD was delisted on the 11th of October, 2022.

24 hedge funds and large institutions have $17.3M invested in iPath Shiller CAPE ETN in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 2

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

15% more capital invested

Capital invested by funds: $15M → $17.3M (+$2.25M)

14% more funds holding

Funds holding: 2124 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
12
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GFPC
1
Global Financial Private Capital
Florida
$6.13M -$316K -24,720 -5%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.04M +$10.3K +810 +0.5%
SPI
3
Santori & Peters Inc
Pennsylvania
$1.85M +$79.6K +6,230 +5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.44M +$16.6K +1,300 +1%
LPL Financial
5
LPL Financial
California
$1.08M +$400K +31,330 +62%
CIA
6
Capital Investment Advisors
Georgia
$548K +$2.17K +170 +0.4%
FEG
7
Financial Enhancement Group
Indiana
$525K
Stifel Financial
8
Stifel Financial
Missouri
$506K
ATC
9
Argent Trust Co
Tennessee
$411K -$49K -3,840 -11%
ED
10
Exane Derivatives
France
$398K +$383K +30,010 New
MML Investors Services
11
MML Investors Services
Massachusetts
$385K +$130K +10,190 +54%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$383K +$71.5K +5,600 +24%
SG
13
StoneX Group
New York
$338K +$50.8K +3,980 +19%
Ameriprise
14
Ameriprise
Minnesota
$299K +$35.9K +2,810 +14%
AIA
15
Armor Investment Advisors
North Carolina
$218K +$210K +16,450 New
PWM
16
Perigon Wealth Management
California
$211K +$203K +15,900 New
AG
17
Advisor Group
Arizona
$132K +$52.9K +4,140 +71%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$94K +$7.41K +580 +9%
AOWM
19
Alpha Omega Wealth Management
Virginia
$90K +$16.6K +1,300 +24%
JFA
20
JNBA Financial Advisors
Minnesota
$90K +$86.2K +6,750 New
AA
21
Ancora Advisors
Ohio
$53K +$51.1K +4,000 New
GWM
22
Geneos Wealth Management
Colorado
$51K +$49.8K +3,900 New
LGWM
23
Litman Gregory Wealth Management
California
$6K +$5.75K +450 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$450K -37,430 Closed
Jane Street
25
Jane Street
New York
-$228K -18,830 Closed

CAPD Hedge Fund Activity: Q3 2018 in Review

24 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in iPath Shiller CAPE ETN (CAPD) for Q3 2018, worth a combined $17.3M — up 15% from $15M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new CAPD positions and 4 closed out — a net gain of 3 holders — while 12 added to existing stakes and 2 trimmed.

The largest buyer was LPL Financial, adding an estimated $400K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $450K sold.

  • 24 institutional investors held iPath Shiller CAPE ETN (CAPD) as of Q3 2018, up from 21 in Q2 2018.
  • Funds reported $17.3M of iPath Shiller CAPE ETN stock for Q3 2018, up 15% quarter-over-quarter.
  • 7 funds opened new iPath Shiller CAPE ETN positions in Q3 2018 and 4 closed out, a net change of +3 holders.
  • The largest iPath Shiller CAPE ETN buyer in Q3 2018 was LPL Financial, an estimated $400K added.
  • The largest iPath Shiller CAPE ETN seller in Q3 2018 was Susquehanna International Group, an estimated $450K sold.

Based on aggregated 13F filings for Q3 2018.