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CAPD

iPath Shiller CAPE ETN

Delisted

CAPD was delisted on the 11th of October, 2022.

44 hedge funds and large institutions have $57.5M invested in iPath Shiller CAPE ETN in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

40% more capital invested

Capital invested by funds: $41.1M → $57.5M (+$16.3M)

26% more funds holding

Funds holding: 3544 (+9)

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

Holders
44
Holders Change
+9
Holders Change %
+25.71%
% of All Funds
0.87%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
11
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Waddell & Associates
Tennessee
$13M -$320K -22,410 -2%
JWCA
2
J.W. Cole Advisors
Florida
$9.17M +$8.77M +614,950 New
PAG
3
Private Advisor Group
New Jersey
$6.88M +$224K +15,730 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M +$206K +14,440 +7%
ATC
5
Argent Trust Co
Tennessee
$2.83M +$25.7K +1,800 +1%
ACM
6
Avalon Capital Management
California
$2.64M +$2.53M +177,020 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.32M +$17.7K +1,240 +0.8%
RG
8
Retirement Group
California
$2.14M +$2.05M +143,690 New
HighTower Advisors
9
HighTower Advisors
Illinois
$2.13M
SPI
10
Santori & Peters Inc
Pennsylvania
$2.02M -$117K -8,180 -6%
LPL Financial
11
LPL Financial
California
$1.95M +$30.4K +2,130 +2%
CIA
12
Capital Investment Advisors
Georgia
$982K +$56.5K +3,960 +6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$968K +$38.4K +2,690 +4%
FEG
14
Financial Enhancement Group
Indiana
$638K +$28.1K +1,970 +5%
WWM
15
Western Wealth Management
Colorado
$604K
Jane Street
16
Jane Street
New York
$540K +$517K +36,210 New
SG
17
StoneX Group
New York
$516K -$38.7K -2,710 -7%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$474K +$454K +31,830 New
Ameriprise
19
Ameriprise
Minnesota
$434K -$363K -25,440 -47%
IFWM
20
Institute for Wealth Management
Colorado
$434K +$16.6K +1,160 +4%
CIBC World Market
21
CIBC World Market
Ontario, Canada
$418K +$133K +9,300 +50%
Stifel Financial
22
Stifel Financial
Missouri
$398K -$17.8K -1,250 -4%
AG
23
Advisor Group
Arizona
$374K
EK
24
Evensky & Katz
Florida
$337K -$109K -7,610 -25%
AIA
25
Armor Investment Advisors
North Carolina
$245K

CAPD Hedge Fund Activity: Q4 2019 in Review

44 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iPath Shiller CAPE ETN (CAPD) for Q4 2019, worth a combined $57.5M — up 40% from $41.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CAPD positions and 3 closed out — a net gain of 9 holders — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Avalon Capital Management, opening a new position worth an estimated $2.53M. The largest seller was Kingsview Wealth Management, exiting entirely with an estimated $2.51M sold.

  • 44 institutional investors held iPath Shiller CAPE ETN (CAPD) as of Q4 2019, up from 35 in Q3 2019.
  • Funds reported $57.5M of iPath Shiller CAPE ETN stock for Q4 2019, up 40% quarter-over-quarter.
  • 12 funds opened new iPath Shiller CAPE ETN positions in Q4 2019 and 3 closed out, a net change of +9 holders.
  • The largest iPath Shiller CAPE ETN buyer in Q4 2019 was Avalon Capital Management, an estimated $2.53M added.
  • The largest iPath Shiller CAPE ETN seller in Q4 2019 was Kingsview Wealth Management, an estimated $2.51M sold.

Based on aggregated 13F filings for Q4 2019.