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BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
BDCL
Delisted
BDCL was delisted on the 1st of April, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $20.6M | -$1.3M | -61,019 | -6% |
|
| 2 |
ACP
2
Aviance Capital Partners
Naples,
Florida
| $614K | -$152K | -7,111 | -20% |
|
| 3 |
SAS
3
Stelac Advisory Services
New York
| $512K | – | – | – |
|
| 4 |
4
Jane Street
New York
| $247K | +$238K | +11,148 | New |
|
| 5 |
AWA
5
Arete Wealth Advisors
Chicago,
Illinois
| $241K | +$19.2K | +900 | +9% |
|
| 6 |
6
Morgan Stanley
New York
| $62K | -$103K | -4,817 | -63% |
|
| 7 |
TWA
7
TCI Wealth Advisors
Tucson,
Arizona
| $33K | – | – | – |
|
| 8 |
LTFS
8
Ladenburg Thalmann Financial Services
Miami,
Florida
| $25K | – | – | – |
|
| 9 |
9
Creative Planning
Overland Park,
Kansas
| $18K | – | – | – |
|
| 10 |
CFA
10
Carroll Financial Associates
Charlotte,
North Carolina
| $7K | – | – | – |
|
| 11 |
BRWA
11
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$177K | -8,264 | Closed |
|
| 12 |
AIG
12
American International Group
New York
| – | -$4.29K | -200 | Closed |
|
| 13 |
13
Wells Fargo
San Francisco,
California
| – | -$21 | -1 | -50% |
|