Aviance Capital Partners’s 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Aviance Capital Partners’s Portfolio BDCL Stock Details BDCL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,800	Closed	-$403K	–	211
2015 Q2	$403K	Sell	19,800 -7,879	-28%	-$169K	0.15%	149
2015 Q1	$614K	Sell	27,679 -7,111	-20%	-$152K	0.23%	135
2014 Q4	$746K	Sell	34,790 -9,010	-21%	-$204K	0.28%	110
2014 Q3	$1.06M	Buy	43,800 +3,900	+10%	+$103K	0.4%	66
2014 Q2	$1.14M	Sell	39,900 -9,150	-19%	-$239K	0.45%	57
2014 Q1	$1.38M	Buy	49,050 +6,300	+15%	+$182K	0.58%	43
2013 Q4	$1.27M	Buy	42,750 +23,700	+124%	+$676K	0.54%	47
2013 Q3	$534K	Buy	+19,050	New	+$522K	0.25%	121

Other funds holding BDCL

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

SAS

Stelac Advisory Services New York $537M AUM 30.43% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return

CAD

Craig A. Drill $24.4M AUM 13.42% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

TWA

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Aviance Capital Partners's BDCL Position: Q3 2015 in Review

Aviance Capital Partners sold out of 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev (BDCL) in Q3 2015, closing a stake of 19,800 shares — an estimated $403K sold.

Aviance Capital Partners first reported a position in BDCL in Q3 2013 and held it in 8 quarters. The position peaked at $1.38M in Q1 2014. 15 funds tracked by Wall St. Rank hold BDCL as of Q3 2015.

Aviance Capital Partners reported no remaining 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev position as of Q3 2015 after selling out during the quarter.
Aviance Capital Partners sold 19,800 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev shares in Q3 2015, an estimated $403K.
Aviance Capital Partners first reported a position in 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev in Q3 2013 and held it in 8 quarters.
Aviance Capital Partners's 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev position peaked at $1.38M in Q1 2014.
15 funds tracked by Wall St. Rank held 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev as of Q3 2015.

Based on Aviance Capital Partners's 13F filing for Q3 2015, filed 12 Nov 2015.