Aviance Capital Partners’s 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Aviance Capital Partners’s Portfolio BDCL Stock Details BDCL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,800	Closed	-$403K	–	211
2015 Q2	$403K	Sell	19,800 -7,879	-28%	-$169K	0.15%	149
2015 Q1	$614K	Sell	27,679 -7,111	-20%	-$152K	0.23%	135
2014 Q4	$746K	Sell	34,790 -9,010	-21%	-$204K	0.28%	110
2014 Q3	$1.06M	Buy	43,800 +3,900	+10%	+$103K	0.4%	66
2014 Q2	$1.14M	Sell	39,900 -9,150	-19%	-$239K	0.45%	57
2014 Q1	$1.38M	Buy	49,050 +6,300	+15%	+$182K	0.58%	43
2013 Q4	$1.27M	Buy	42,750 +23,700	+124%	+$676K	0.54%	47
2013 Q3	$534K	Buy	+19,050	New	+$522K	0.25%	121

Other funds holding BDCL

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Stelac Advisory Services New York $494M AUM 23.25% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $141B AUM 30.34% 1-Year Est. Return

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Craig A. Drill $24.4M AUM 13.42% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $1.88B AUM 21.09% 1-Year Est. Return