TCI Wealth Advisors’s 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev BDCL Stock Holding History

TCI Wealth Advisors’s Portfolio BDCL Stock Details BDCL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-688	Closed	-$12K	–	1430
2016 Q2	$12K	Hold	688	–	–	0.01%	529
2016 Q1	$11K	Sell	688 -820	-54%	-$11.4K	0.01%	565
2015 Q4	$24K	Hold	1,508	–	–	0.01%	410
2015 Q3	$24K	Hold	1,508	–	–	0.01%	378
2015 Q2	$31K	Hold	1,508	–	–	0.02%	335
2015 Q1	$33K	Hold	1,508	–	–	0.02%	283
2014 Q4	$32K	Hold	1,508	–	–	0.02%	295
2014 Q3	$36K	Hold	1,508	–	–	0.02%	262
2014 Q2	$43K	Buy	1,508 +376	+33%	+$9.82K	0.03%	260
2014 Q1	$32K	Hold	1,132	–	–	0.02%	275
2013 Q4	$34K	Buy	1,132 +356	+46%	+$10.2K	0.02%	285
2013 Q3	$22K	Hold	776	–	–	0.02%	288
2013 Q2	$21K	Buy	+776	New	+$21.1K	0.02%	302

Other funds holding BDCL

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

SAS

Stelac Advisory Services New York $494M AUM 23.25% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TCI Wealth Advisors's BDCL Position: Q3 2016 in Review

TCI Wealth Advisors sold out of 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev (BDCL) in Q3 2016, closing a stake of 688 shares — an estimated $12K sold.

TCI Wealth Advisors first reported a position in BDCL in Q2 2013 and held it in 13 quarters. The position peaked at $43K in Q2 2014. 17 funds tracked by Wall St. Rank hold BDCL as of Q3 2016.

TCI Wealth Advisors reported no remaining 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev position as of Q3 2016 after selling out during the quarter.
TCI Wealth Advisors sold 688 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev shares in Q3 2016, an estimated $12K.
TCI Wealth Advisors first reported a position in 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev in Q2 2013 and held it in 13 quarters.
TCI Wealth Advisors's 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev position peaked at $43K in Q2 2014.
17 funds tracked by Wall St. Rank held 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev as of Q3 2016.

Based on TCI Wealth Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.