We are live on ! Find out more
BBDC icon

Barings BDC
BBDC

105 hedge funds and large institutions have $411M invested in Barings BDC in 2020 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 45 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,450% more call options, than puts

Call options by funds: $355K | Put options by funds: $10K

414% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 7

221% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 14

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

44% more capital invested

Capital invested by funds: $285M → $411M (+$126M)

36% more funds holding

Funds holding: 77 → 105 (+28)

3.76% less ownership

Funds ownership: 74.43% → 70.67% (-3.8%)

Holders
105
Holders Change
+28
Holders Change %
+36.36%
% of All Funds
1.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
36
Increased
45
Reduced
14
Closed
7
Calls
$355K
Puts
$10K
Net Calls
+$345K
Net Calls Change
-$609K

Top Buyers

Rank Fund Capital Flow
1
CLG
Cooperman Leon G
+$14.1M
2
AM
Ares Management
California
+$11.7M
3
WC
Wynnefield Capital
New York
+$11.4M
4
KCM
Kennedy Capital Management
Missouri
+$8.48M
5
PAIM
Punch & Associates Investment Management
Minnesota
+$8.15M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$9.04M
2
CCP
Clough Capital Partners
Massachusetts
-$1.78M
3
RCM
Radcliffe Capital Management
Pennsylvania
-$1.41M
4
DCM
Dimension Capital Management
Florida
-$508K
5
AR
Advisory Research
Illinois
-$348K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
76
Citigroup
New York
$71K – – –
FPFS
77
First Personal Financial Services
North Carolina
$55K +$8.49K +1,000 +20%
TRCT
78
Tower Research Capital (TRC)
New York
$43K +$7.05K +830 +21%
ASN
79
Advisory Services Network
Georgia
$19K – – –
AA
80
Ancora Advisors
Ohio
$19K +$17.7K +2,080 New
GWM
81
Geneos Wealth Management
Colorado
$16K -$5.1K -600 -27%
WFI
82
West Family Investments
California
$13.4K +$7.56M +889,740 +156%
LC
83
Lindbrook Capital
California
$13K +$102 +12 +0.8%
CFA
84
Carroll Financial Associates
North Carolina
$9K – – –
QCG
85
Quadrant Capital Group
Ohio
$9K +$934 +110 +13%
WEC
86
Winslow Evans & Crocker
Massachusetts
$9K +$7.86K +925 New
FCMT
87
Founders Capital Management (Texas)
Texas
$9K +$8.32K +979 New
BFEC
88
Benjamin F. Edwards & Company
Missouri
$9K +$8.49K +1,000 New
FNT
89
First National Trust
Pennsylvania
$9K +$125K +14,686 New
WAM
90
Wolverine Asset Management
Illinois
$6K +$6.04K +711 New
DAM
91
Delta Asset Management
Tennessee
$5K – – –
EARNEST Partners
92
EARNEST Partners
Georgia
$5K – – –
CWC
93
Carolinas Wealth Consulting
North Carolina
$4K +$76 +9 +2%
SPIA
94
Steward Partners Investment Advisory
New York
$4K +$3.4K +400 New
WC
95
Winmill & Co
New York
$4K +$3.65K +430 New
US Bancorp
96
US Bancorp
Minnesota
$3K +$59 +7 +2%
PAM
97
Panagora Asset Management
Massachusetts
$3K +$3.17K +373 New
ANBT
98
American National Bank & Trust
Texas
$2K – – –
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2.12K +250 New
S
100
SignatureFD
Georgia
$2K +$2.23K +262 New
1 2 3
4
5

BBDC Hedge Fund Activity: Q4 2020 in Review

105 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q4 2020, worth a combined $411M — up 44% from $285M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new BBDC positions and 7 closed out — a net gain of 29 holders — while 45 added to existing stakes and 14 trimmed.

The largest buyer was Cooperman Leon G, opening a new position worth an estimated $14.1M. The largest seller was Rivernorth Capital Management, cutting an estimated $9.04M.

  • 105 institutional investors held Barings BDC (BBDC) as of Q4 2020, up from 77 in Q3 2020.
  • Funds reported $411M of Barings BDC stock for Q4 2020, up 44% quarter-over-quarter.
  • 36 funds opened new Barings BDC positions in Q4 2020 and 7 closed out, a net change of +29 holders.
  • The largest Barings BDC buyer in Q4 2020 was Cooperman Leon G, an estimated $14.1M added.
  • The largest Barings BDC seller in Q4 2020 was Rivernorth Capital Management, an estimated $9.04M sold.

Based on aggregated 13F filings for Q4 2020.