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ASP

AMERN STRATEGIC INCOME PORTFOL
ASP

Delisted

ASP was delisted on the 5th of September, 2014.

24 hedge funds and large institutions have $11M invested in AMERN STRATEGIC INCOME PORTFOL in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2424 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

5% less capital invested

Capital invested by funds: $11.5M → $11M (-$562K)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
24
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
7
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GBA
1
Garrison Bradford & Associates
New York
$2.35M -$102K -10,439 -4%
FIMG
2
Financial & Investment Management Group
Michigan
$1.61M +$1.61M +164,505 New
SIA
3
Sit Investment Associates
Minnesota
$1.55M -$388K -39,543 -20%
SNC
4
Stifel Nicolaus & Co
Missouri
$1.49M +$38.6K +3,935 +3%
DA
5
Doliver Advisors
Texas
$849K +$160K +16,284 +23%
NPC
6
National Planning Corporation
California
$768K -$42.4K -4,323 -5%
Wells Fargo
7
Wells Fargo
California
$615K -$56.5K -5,756 -8%
WCM
8
Windsor Capital Management
Arizona
$484K -$395K -40,276 -45%
MFS
9
MSI Financial Services
Massachusetts
$326K +$30.7K +3,135 +10%
OC
10
Oppenheimer & Co
New York
$192K +$193K +19,700 New
Citigroup
11
Citigroup
New York
$180K -$3.92K -400 -2%
PMG
12
ProVise Management Group
Florida
$172K -$449K -45,828 -72%
HK
13
Horizon Kinetics
New York
$112K -$28.6K -2,916 -20%
Barclays
14
Barclays
United Kingdom
$84K +$21K +2,143 +30%
U
15
UBS
Switzerland
$60K +$7.59K +774 +14%
Bank of America
16
Bank of America
North Carolina
$32K -$56.4K -5,750 -64%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$25K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$21K +$19.6K +2,000 +1,000%
US Bancorp
19
US Bancorp
Minnesota
$20K
DADC
20
D.A. Davidson & Co
Montana
$15K
Ameriprise
21
Ameriprise
Minnesota
$7K -$14.9K -1,519 -69%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$6K +$98 +10 +2%
WA
23
WFG Advisors
Texas
$4K +$3.92K +400 New
TRCT
24
Tower Research Capital (TRC)
New York
$1K -$647 -66 -52%
TC
25
TFS Capital
Pennsylvania
-$219K -20,892 Closed