|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$7.47M
|
-727,912
|
Closed
|
|
|
2
|
Garrison Bradford & Associates
New York
|
–
|
-$2.32M
|
-226,041
|
Closed
|
|
|
3
|
Financial & Investment Management Group
Traverse City,
Michigan
|
–
|
-$1.55M
|
-150,980
|
Closed
|
|
|
4
|
Relative Value Partners
Northbrook,
Illinois
|
–
|
-$1.4M
|
-136,776
|
Closed
|
|
|
5
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$1.17M
|
-113,748
|
Closed
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$736K
|
-71,713
|
Closed
|
|
|
7
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$612K
|
-59,668
|
Closed
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
–
|
-$575K
|
-56,000
|
Closed
|
|
|
9
|
National Planning Corporation
El Segundo,
California
|
–
|
-$366K
|
-35,678
|
Closed
|
|
|
10
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$337K
|
-32,815
|
Closed
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$314K
|
-30,605
|
Closed
|
|
|
12
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$293K
|
-28,533
|
Closed
|
|
|
13
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$291K
|
-28,395
|
Closed
|
|
|
14
|
Baird
Milwaukee,
Wisconsin
|
–
|
-$242K
|
-23,600
|
Closed
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
–
|
-$189K
|
-18,375
|
Closed
|
|
|
16
|
|
–
|
-$58K
|
-5,629
|
Closed
|
|
|
17
|
|
–
|
-$47K
|
-4,583
|
Closed
|
|
|
18
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$34K
|
-3,301
|
Closed
|
|
|
19
|
|
–
|
-$32K
|
-3,101
|
Closed
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$23K
|
-2,200
|
Closed
|
|
|
21
|
Next Financial Group
Houston,
Texas
|
–
|
-$18K
|
-1,725
|
Closed
|
|
|
22
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
–
|
-$16K
|
-1,600
|
Closed
|
|
|
23
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$10K
|
-1,000
|
Closed
|
|
|
24
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$7K
|
-647
|
Closed
|
|
|
25
|
WFG Advisors
Dallas,
Texas
|
–
|
-$6K
|
-600
|
Closed
|
|
