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ASP

AMERN STRATEGIC INCOME PORTFOL
ASP

Delisted

ASP was delisted on the 5th of September, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Sit Investment Associates
1
Sit Investment Associates
Minnesota
$7.18M +$4.79M +496,334 +214%
GBA
2
Garrison Bradford & Associates
New York
$2.23M +$3.4K +353 +0.2%
FIMG
3
Financial & Investment Management Group
Michigan
$1.72M – – –
Raymond James & Associates
4
Raymond James & Associates
Florida
$1.26M +$1.23M +127,496 New
Wells Fargo
5
Wells Fargo
California
$597K -$86.2K -8,944 -13%
Stifel Financial
6
Stifel Financial
Missouri
$593K +$579K +60,093 New
NPC
7
National Planning Corporation
California
$407K -$116K -12,048 -23%
MIG
8
Mariner Investment Group
New York
$350K +$341K +35,418 New
WCM
9
Windsor Capital Management
Arizona
$323K -$28.3K -2,933 -8%
MSI Financial Services
10
MSI Financial Services
Massachusetts
$311K +$2.95K +306 +1%
NL
11
NWAM LLC
Washington
$245K +$239K +24,783 New
Citigroup
12
Citigroup
New York
$230K +$47.7K +4,947 +27%
DA
13
Doliver Advisors
Texas
$204K -$312K -32,390 -61%
TC
14
TFS Capital
Pennsylvania
$180K +$29.9K +3,100 +20%
Baird
15
Baird
Wisconsin
$127K +$124K +12,900 New
UBS
16
UBS
Switzerland
$89K +$42.9K +4,454 +99%
Morgan Stanley
17
Morgan Stanley
New York
$58K -$177K -18,380 -76%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$22K -$11.6K -1,200 -35%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$18K +$17.9K +1,860 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$16K – – –
D.A. Davidson & Co
21
D.A. Davidson & Co
Montana
$15K – – –
WA
22
WFG Advisors
Texas
$6K – – –
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
$6K +$569 +59 +10%
AIG
24
American International Group
New York
$1.43K +$1.4K +145 New
Weiss Asset Management
25
Weiss Asset Management
Massachusetts
– -$283K -31,505 Closed