ASP

AMERN STRATEGIC INCOME PORTFOL

ASP

Delisted

ASP was delisted on the 5th of September, 2014.

24 hedge funds and large institutions have $16.2M invested in AMERN STRATEGIC INCOME PORTFOL in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 8 closing their positions.

2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-1

Holders Change %

-4%

% of All Funds

0.69%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	SIA 1 Sit Investment Associates Minneapolis, Minnesota	$7.18M
2	RJA 2 Raymond James & Associates St Petersburg, Florida	$1.26M
3	3 Stifel Financial St. Louis, Missouri	$593K
4	MIG 4 Mariner Investment Group Harrison, New York	$350K
5	NL 5 NWAM LLC Mercer Island, Washington	$245K

Top Sellers

1	DA 1 Doliver Advisors Houston, Texas	$204K
2	WAM 2 Weiss Asset Management Boston, Massachusetts	$0
3	OC 3 Oppenheimer & Co New York	$0
4	4 Morgan Stanley New York	$58K
5	NPC 5 National Planning Corporation El Segundo, California	$407K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	SIA 1 Sit Investment Associates Minneapolis, Minnesota	$7.18M	727,912	+496,334	+214%
2	GBA 2 Garrison Bradford & Associates New York	$2.23M	225,975	+353	+0.2%
3	FIMG 3 Financial & Investment Management Group Traverse City, Michigan	$1.72M	173,780	–	–
4	RJA 4 Raymond James & Associates St Petersburg, Florida	$1.26M	127,496	+127,496	New
5	5 Wells Fargo San Francisco, California	$597K	60,533	-8,944	-13%
6	6 Stifel Financial St. Louis, Missouri	$593K	60,093	+60,093	New
7	NPC 7 National Planning Corporation El Segundo, California	$407K	41,411	-12,048	-23%
8	MIG 8 Mariner Investment Group Harrison, New York	$350K	35,418	+35,418	New
9	WCM 9 Windsor Capital Management Phoenix, Arizona	$323K	32,771	-2,933	-8%
10	MFS 10 MSI Financial Services Springfield, Massachusetts	$311K	31,511	+306	+1%
11	NL 11 NWAM LLC Mercer Island, Washington	$245K	24,783	+24,783	New
12	12 Citigroup New York	$230K	23,298	+4,947	+27%
13	DA 13 Doliver Advisors Houston, Texas	$204K	20,694	-32,390	-61%
14	TC 14 TFS Capital West Chester, Pennsylvania	$180K	18,257	+3,100	+20%
15	B 15 Baird Milwaukee, Wisconsin	$127K	12,900	+12,900	New
16	U 16 UBS Zurich, Switzerland	$89K	8,969	+4,454	+99%
17	17 Morgan Stanley New York	$58K	5,868	-18,380	-76%
18	18 Royal Bank of Canada Toronto, Ontario, Canada	$22K	2,200	-1,200	-35%
19	19 Envestnet Asset Management Chicago, Illinois	$18K	1,860	+1,860	New
20	BBPWM 20 Blue Bell Private Wealth Management Blue Bell, Pennsylvania	$16K	1,600	–	–
21	DADC 21 D.A. Davidson & Co Great Falls, Montana	$15K	1,543	–	–
22	WA 22 WFG Advisors Dallas, Texas	$6K	600	–	–
23	LTFS 23 Ladenburg Thalmann Financial Services Miami, Florida	$6K	636	+59	+10%
24	AIG 24 American International Group New York	$1.43K	145	+145	New
25	WAM 25 Weiss Asset Management Boston, Massachusetts	–	–	-31,505	Closed

AMERN STRATEGIC INCOME PORTFOL ASP

Top Buyers

Top Sellers

AMERN STRATEGIC INCOME PORTFOL

ASP