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ASP

AMERN STRATEGIC INCOME PORTFOL
ASP

Delisted

ASP was delisted on the 5th of September, 2014.

25 hedge funds and large institutions have $9.32M invested in AMERN STRATEGIC INCOME PORTFOL in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

4% more funds holding

Funds holding: 2425 (+1)

15% less capital invested

Capital invested by funds: $11M → $9.32M (-$1.65M)

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$2.08M +$703K +73,025 +46%
GBA
2
Garrison Bradford & Associates
New York
$2.03M -$144K -14,938 -6%
FIMG
3
Financial & Investment Management Group
Michigan
$1.56M +$89.3K +9,275 +6%
Wells Fargo
4
Wells Fargo
California
$625K +$62.7K +6,513 +10%
NPC
5
National Planning Corporation
California
$481K -$235K -24,416 -31%
DA
6
Doliver Advisors
Texas
$477K -$326K -33,836 -39%
WCM
7
Windsor Capital Management
Arizona
$321K -$134K -13,867 -28%
WAM
8
Weiss Asset Management
Massachusetts
$283K +$303K +31,505 New
MFS
9
MSI Financial Services
Massachusetts
$281K -$20.6K -2,135 -6%
OC
10
Oppenheimer & Co
New York
$223K +$50.1K +5,200 +26%
Morgan Stanley
11
Morgan Stanley
New York
$218K +$233K +24,248 New
Citigroup
12
Citigroup
New York
$165K
TC
13
TFS Capital
Pennsylvania
$136K +$146K +15,157 New
RCM
14
Rivernorth Capital Management
Florida
$103K +$111K +11,483 New
Barclays
15
Barclays
United Kingdom
$84K +$12.2K +1,265 +14%
Bank of America
16
Bank of America
North Carolina
$83K +$57.8K +6,000 +185%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$50K +$28.9K +3,000 +115%
U
18
UBS
Switzerland
$40K -$15.5K -1,609 -26%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$31K +$11.6K +1,200 +55%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$14K +$15.4K +1,600 New
DADC
21
D.A. Davidson & Co
Montana
$13K
TRCT
22
Tower Research Capital (TRC)
New York
$7K +$7.11K +738 +1,190%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$5K +$96 +10 +2%
WA
24
WFG Advisors
Texas
$5K +$1.93K +200 +50%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$3K +$2.96K +307 New