LPL Financial
ASP

LPL Financial’s AMERN STRATEGIC INCOME PORTFOL ASP Stock Holding History

LPL Financial’s Portfolio ASP Stock Details ASP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-13,795
Closed -$144K – 2628
2013
Q2 		$144K Buy
+13,795
New +$154K ﹤0.01% 2284

Other funds holding ASP

GBA
Garrison Bradford & Associates New York $92.2M AUM 19.08% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
SNC
Stifel Nicolaus & Co St Louis, Missouri $6.04B AUM
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
OC
Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

LPL Financial's ASP Position: Q3 2013 in Review

LPL Financial sold out of AMERN STRATEGIC INCOME PORTFOL (ASP) in Q3 2013, closing a stake of 13,795 shares — an estimated $144K sold.

LPL Financial first reported a position in ASP in Q2 2013 and held it in 1 quarter. The position peaked at $144K in Q2 2013. 24 funds tracked by Wall St. Rank hold ASP as of Q3 2013.

  • LPL Financial reported no remaining AMERN STRATEGIC INCOME PORTFOL position as of Q3 2013 after selling out during the quarter.
  • LPL Financial sold 13,795 AMERN STRATEGIC INCOME PORTFOL shares in Q3 2013, an estimated $144K.
  • LPL Financial first reported a position in AMERN STRATEGIC INCOME PORTFOL in Q2 2013 and held it in 1 quarter.
  • LPL Financial's AMERN STRATEGIC INCOME PORTFOL position peaked at $144K in Q2 2013.
  • 24 funds tracked by Wall St. Rank held AMERN STRATEGIC INCOME PORTFOL as of Q3 2013.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.