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Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

16 hedge funds and large institutions have $15.3M invested in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 0 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more call options, than puts

Call options by funds: $9.35M | Put options by funds: $5.18M

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

33% more funds holding

Funds holding: 1216 (+4)

6% more capital invested

Capital invested by funds: $14.5M → $15.3M (+$814K)

16.12% less ownership

Funds ownership: 53.11%36.98% (-16%)

Holders
16
Holders Change
+4
Holders Change %
+33.33%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
5
Reduced
Closed
5
Calls
$9.35M
Puts
$5.18M
Net Calls
+$4.17M
Net Calls Change
+$1.72M
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$4.43M +$4.64M +106,897 New
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.79M +$3.03M +69,946 +327%
CG
3
Cutler Group
California
$2.66M +$2.78M +64,155 New
Prudential Financial
4
Prudential Financial
New Jersey
$1.61M +$343K +7,900 +26%
CFP
5
Cornerstone Financial Partners
North Carolina
$1.23M +$1.29M +29,664 New
Citadel Advisors
6
Citadel Advisors
Florida
$437K +$332K +7,653 +264%
Bank of America
7
Bank of America
North Carolina
$355K +$57.2K +1,318 +18%
SPC
8
Sigma Planning Corp
Michigan
$345K +$361K +8,319 New
VKH
9
Virtu KCG Holdings
New York
$203K +$212K +4,885 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$126K +$132K +3,035 New
Simplex Trading
11
Simplex Trading
Illinois
$109K +$114K +2,634 New
MFS
12
MSI Financial Services
Massachusetts
$30K +$17.7K +407 +125%
Morgan Stanley
13
Morgan Stanley
New York
$8K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1K +$607 +14 New
FWM
15
Focused Wealth Management
New York
$1K +$1.39K +32 New
HCMT
16
Highland Capital Management (Texas)
Texas
-$12M -329,000 Closed
CWM
17
Concert Wealth Management
California
-$209K -5,711 Closed
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
-$11K -300 Closed
Citigroup
19
Citigroup
New York
-$10K -280 Closed
WEC
20
Winslow Evans & Crocker
Massachusetts
-$1.28K -36 Closed

ASHS Hedge Fund Activity: Q4 2015 in Review

16 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) for Q4 2015, worth a combined $15.3M — up 5.6% from $14.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ASHS positions and 5 closed out — a net gain of 4 holders — while 5 added to existing stakes and 0 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $4.64M. The largest seller was Highland Capital Management (Texas), exiting entirely with an estimated $12M sold.

  • 16 institutional investors held Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) as of Q4 2015, up from 12 in Q3 2015.
  • Funds reported $15.3M of Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF stock for Q4 2015, up 5.6% quarter-over-quarter.
  • 9 funds opened new Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF positions in Q4 2015 and 5 closed out, a net change of +4 holders.
  • The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF buyer in Q4 2015 was Jane Street, an estimated $4.64M added.
  • The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF seller in Q4 2015 was Highland Capital Management (Texas), an estimated $12M sold.

Based on aggregated 13F filings for Q4 2015.