Highland Capital Management (Texas)’s Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF ASHS Stock Holding History

Highland Capital Management (Texas)’s Portfolio ASHS Stock Details ASHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-329,000	Closed	-$12M	–	253
2015 Q3	$12M	Sell	329,000 -71,000	-18%	-$3.1M	0.35%	86
2015 Q2	$22.6M	Hold	400,000	–	–	0.46%	54
2015 Q1	$19.3M	Buy	400,000 +50,000	+14%	+$1.98M	0.4%	64
2014 Q4	$12.3M	Buy	+350,000	New	+$12.1M	0.41%	59

Other funds holding ASHS

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

CFP

Cornerstone Financial Partners Huntersville, North Carolina $306M AUM 18.73% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

CLOS

Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $8.13B AUM 26.03% 1-Year Est. Return

Highland Capital Management (Texas)'s ASHS Position: Q4 2015 in Review

Highland Capital Management (Texas) sold out of Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) in Q4 2015, closing a stake of 329,000 shares — an estimated $12M sold.

Highland Capital Management (Texas) first reported a position in ASHS in Q4 2014 and held it in 4 quarters. The position peaked at $22.6M in Q2 2015. 16 funds tracked by Wall St. Rank hold ASHS as of Q4 2015.

Highland Capital Management (Texas) reported no remaining Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF position as of Q4 2015 after selling out during the quarter.
Highland Capital Management (Texas) sold 329,000 Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF shares in Q4 2015, an estimated $12M.
Highland Capital Management (Texas) first reported a position in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in Q4 2014 and held it in 4 quarters.
Highland Capital Management (Texas)'s Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF position peaked at $22.6M in Q2 2015.
16 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF as of Q4 2015.

Based on Highland Capital Management (Texas)'s 13F filing for Q4 2015, filed 16 Feb 2016.