Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
12 hedge funds and large institutions have $14.5M invested in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 6 closing their positions.
99% more call options, than puts
Call options by funds: $4.94M | Put options by funds: $2.49M
17.59% more ownership
Funds ownership: 35.52% → 53.11% (+18%)
14% less funds holding
Funds holding: 14 → 12 (-2)
33% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 6
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
50% less capital invested
Capital invested by funds: $29.2M → $14.5M (-$14.6M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Prudential Financial
Newark,
New Jersey
|
+$1.35M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$393K |
| 3 |
CWM
Concert Wealth Management
San Jose,
California
|
+$249K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$126K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
+$13.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCMT
Highland Capital Management (Texas)
Dallas,
Texas
|
-$3.1M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
-$2.22M |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$1.42M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$905K |
| 5 |
BCM
Bluefin Capital Management
New York
|
-$340K |
ASHS Hedge Fund Activity: Q3 2015 in Review
12 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) for Q3 2015, worth a combined $14.5M — down 50% from $29.2M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of ASHS and 4 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 2 added.
The largest buyer was Prudential Financial, opening a new position worth an estimated $1.35M. The largest seller was Highland Capital Management (Texas), cutting an estimated $3.1M.
- 12 institutional investors held Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) as of Q3 2015, down from 14 in Q2 2015.
- Funds reported $14.5M of Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF stock for Q3 2015, down 50% quarter-over-quarter.
- 4 funds opened new Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF positions in Q3 2015 and 6 closed out, a net change of -2 holders.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF buyer in Q3 2015 was Prudential Financial, an estimated $1.35M added.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF seller in Q3 2015 was Highland Capital Management (Texas), an estimated $3.1M sold.
Based on aggregated 13F filings for Q3 2015.