Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
10 hedge funds and large institutions have $4.37M invested in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 0 increasing their positions, 4 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
43% more funds holding
Funds holding: 7 → 10 (+3)
5.7% less ownership
Funds ownership: 15.04% → 9.34% (-5.7%)
32% less call options, than puts
Call options by funds: $243K | Put options by funds: $359K
40% less capital invested
Capital invested by funds: $7.24M → $4.37M (-$2.87M)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$518K |
| 2 |
LPL Financial
San Diego,
California
|
+$301K |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
+$208K |
| 4 |
CG
Cutler Group
San Francisco,
California
|
+$52.1K |
| 5 |
AG
Advisor Group
Phoenix,
Arizona
|
+$17.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$2.08M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.17M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$629K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$305K |
| 5 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$178K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $2.01M | -$178K | -6,819 | -9% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $863K | -$1.17M | -44,798 | -59% |
|
|
3
Jane Street
New York
| $550K | +$518K | +19,900 | New |
|
|
4
LPL Financial
San Diego,
California
| $320K | +$301K | +11,565 | New |
|
|
VWA
5
V Wealth Advisors
Overland Park,
Kansas
| $277K | – | – | – |
|
|
6
Envestnet Asset Management
Chicago,
Illinois
| $220K | +$208K | +7,970 | New |
|
|
CG
7
Cutler Group
San Francisco,
California
| $55K | +$52.1K | +2,000 | New |
|
8
Morgan Stanley
New York
| $47K | -$14.7K | -565 | -25% |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $19K | +$17.6K | +674 | New |
|
|
10
Bank of America
Charlotte,
North Carolina
| $6K | -$2.08M | -80,000 | -100% |
|
|
11
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$629K | -24,847 | Closed |
|
|
12
Citadel Advisors
Miami,
Florida
| – | -$305K | -12,030 | Closed |
|
ASHS Hedge Fund Activity: Q4 2019 in Review
10 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) for Q4 2019, worth a combined $4.37M — down 40% from $7.24M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new ASHS positions and 2 closed out — a net gain of 3 holders — while 0 added to existing stakes and 4 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $518K. The largest seller was Bank of America, cutting an estimated $2.08M.
- 10 institutional investors held Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) as of Q4 2019, up from 7 in Q3 2019.
- Funds reported $4.37M of Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF stock for Q4 2019, down 40% quarter-over-quarter.
- 5 funds opened new Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF positions in Q4 2019 and 2 closed out, a net change of +3 holders.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF buyer in Q4 2019 was Jane Street, an estimated $518K added.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF seller in Q4 2019 was Bank of America, an estimated $2.08M sold.
Based on aggregated 13F filings for Q4 2019.