Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
10 hedge funds and large institutions have $4.48M invested in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 2 closing their positions.
1.68% more ownership
Funds ownership: 18.12% → 19.8% (+1.7%)
0% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 4
9% less funds holding
Funds holding: 11 → 10 (-1)
11% less capital invested
Capital invested by funds: $5.02M → $4.48M (-$547K)
47% less call options, than puts
Call options by funds: $973K | Put options by funds: $1.85M
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$1.69M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$147K |
| 3 |
Wolverine Trading
Chicago,
Illinois
|
+$120K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$5.11K |
| 5 |
FTUS
Flow Traders U.S.
New York
|
+$1.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$744K |
| 2 |
Jane Street
New York
|
-$430K |
| 3 |
Prudential Financial
Newark,
New Jersey
|
-$424K |
| 4 |
Morgan Stanley
New York
|
-$405K |
| 5 |
CG
Cutler Group
San Francisco,
California
|
-$168K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
OMC
1
Old Mission Capital
Chicago,
Illinois
| $1.59M | +$1.69M | +49,165 | New |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $946K | -$744K | -21,675 | -43% |
|
|
3
Jane Street
New York
| $571K | -$430K | -12,538 | -41% |
|
|
4
Prudential Financial
Newark,
New Jersey
| $526K | -$424K | -12,345 | -43% |
|
|
5
Wolverine Trading
Chicago,
Illinois
| $526K | +$120K | +3,495 | +27% |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $165K | +$147K | +4,293 | +531% |
|
|
7
Morgan Stanley
New York
| $134K | -$405K | -11,806 | -74% |
|
|
8
Bank of America
Charlotte,
North Carolina
| $15K | +$5.11K | +149 | +48% |
|
|
FTUS
9
Flow Traders U.S.
New York
| $5K | +$1.3K | +38 | +29% |
|
|
CG
10
Cutler Group
San Francisco,
California
| – | -$168K | -4,905 | Closed |
|
|
MFS
11
MSI Financial Services
Springfield,
Massachusetts
| – | -$7K | -200 | Closed |
|
ASHS Hedge Fund Activity: Q4 2016 in Review
10 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) for Q4 2016, worth a combined $4.48M — down 11% from $5.02M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of ASHS and 1 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 4 added.
The largest buyer was Old Mission Capital, opening a new position worth an estimated $1.69M. The largest seller was Susquehanna International Group, cutting an estimated $744K.
- 10 institutional investors held Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (ASHS) as of Q4 2016, down from 11 in Q3 2016.
- Funds reported $4.48M of Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF stock for Q4 2016, down 11% quarter-over-quarter.
- 1 fund opened new Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF positions in Q4 2016 and 2 closed out, a net change of -1 holder.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF buyer in Q4 2016 was Old Mission Capital, an estimated $1.69M added.
- The largest Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF seller in Q4 2016 was Susquehanna International Group, an estimated $744K sold.
Based on aggregated 13F filings for Q4 2016.