Alcentra Capital Corp

ABDC

Delisted

ABDC was delisted on the 31st of January, 2020.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	U 1 UBS Zurich, Switzerland	$3.11M	+$1.33M	+98,078	+72%
2	DCM 2 Dialectic Capital Management Norwalk, Connecticut	$1.66M	+$1.16M	+85,200	+213%
3	GC 3 Guggenheim Capital Chicago, Illinois	$1.49M	+$1.53M	+112,292	New
4	PAIM 4 Punch & Associates Investment Management Edina, Minnesota	$1.28M	+$1.31M	+96,615	New
5	YMRC 5 Yorktown Management & Research Company Forest, Virginia	$1.06M	+$1.09M	+80,000	New
6	NVIM 6 New Vernon Investment Management Highland Park, Illinois	$854K	–	–	–
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$759K	-$874K	-64,215	-53%
8	B 8 Baird Milwaukee, Wisconsin	$396K	+$406K	+29,852	New
9	9 Stifel Financial St. Louis, Missouri	$380K	+$396K	+29,120	New
10	10 Bank of New York Mellon New York	$316K	+$136K	+10,000	+72%
11	GCP 11 GSA Capital Partners London, United Kingdom	$223K	+$229K	+16,808	New
12	PIC 12 Portland Investment Counsel Burlington, Ontario, Canada	$212K	+$218K	+16,000	New
13	13 Ameriprise Minneapolis, Minnesota	$106K	+$109K	+8,000	New
14	14 Morgan Stanley New York	$39K	+$40.4K	+2,967	New
15	15 Bank of America Charlotte, North Carolina	$17K	+$17.7K	+1,302	New
16	16 Royal Bank of Canada Toronto, Ontario, Canada	$13K	–	–	–
17	17 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$2K	+$2.49K	+183	New
18	18 Millennium Management New York	–	-$222K	-14,921	Closed
19	GSC 19 Ground Swell Capital Folly Beach, South Carolina	–	-$5K	-312	Closed
20	20 Citigroup New York	–	-$1K	-36	Closed