We are live on ! Find out more

Small Cap Financials
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
PFBC icon
76
Preferred Bank
PFBC
$1.25B
$1.25B $105.81 0.66%
MSDL icon
77
Morgan Stanley Direct Lending Fund
MSDL
$1.24B
$1.24B $14.73 0.14%
UVE icon
78
Universal Insurance Holdings
UVE
$1.23B
$1.23B $44.08 1.39%
HQH
79
abrdn Healthcare Investors
HQH
$1.22B
$1.22B $21.39 2.68%
JCAP
80
Jefferson Capital
JCAP
$1.2B
$1.2B $20.96 2.56%
CLBK icon
81
Columbia Financial
CLBK
$1.2B
$1.2B $11.53 1.14%
JFR icon
82
Nuveen Floating Rate Income Fund
JFR
$1.2B
$1.2B $7.44 1.2%
UVSP icon
83
Univest Financial
UVSP
$1.18B
$1.18B $42.74 0.33%
NBXG
84
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$1.18B $14.92 2.55%
DSL
85
DoubleLine Income Solutions Fund
DSL
$1.17B
$1.17B $10.25 0.97%
AMTB icon
86
Amerant Bancorp
AMTB
$1.17B
$1.17B $29.85 1.05%
HFWA icon
87
Heritage Financial
HFWA
$1.17B
$1.17B $28.51 0.11%
TRUP icon
88
Trupanion
TRUP
$1.15B
$1.15B $26.32 0.65%
NBN icon
89
Northeast Bank
NBN
$1.15B
$1.15B $133.59 1.03%
PSEC icon
90
Prospect Capital
PSEC
$1.14B
$1.14B $2.22 0.91%
MCB icon
91
Metropolitan Bank Holding Corp
MCB
$1.12B
$1.12B $90.50 0.87%
FSBC icon
92
Five Star Bancorp
FSBC
$1.12B
$1.12B $45.55 0.96%
EOS
93
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
$1.12B $20.95 1.32%
BOW
94
Bowhead Specialty Holdings
BOW
$1.11B
$1.11B $33.72 0%
FXO icon
95
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$1.1B $64.76 0.67%
AOD
96
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$1.09B $10.38 1.24%
EMO
97
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.09B
$1.09B $54.68 0.13%
CFFN icon
98
Capitol Federal Financial
CFFN
$1.09B
$1.09B $8.87 0.45%
OCSL icon
99
Oaktree Specialty Lending
OCSL
$1.09B
$1.09B $12.38 2.6%
GSBD icon
100
Goldman Sachs BDC
GSBD
$1.09B
$1.09B $9.64 0.1%

Small Cap Financials Stocks at a Glance

Financials companies move, lend, insure, and manage money — spanning banks, insurers, brokers, asset managers, exchanges, and consumer lenders. Profits hinge on interest-rate spreads, credit quality, and transaction volumes, so the sector tends to amplify the broader economic cycle.

There are 652 small cap Financials stocks — companies in the Financials sector with a market cap between $250M and $2B — worth a combined $430B.

The largest by market cap are Nuveen Municipal High Income Opportunity Fund (NMZ) at $1.99B, Cornerstone Strategic Value Fund (CLM) at $1.99B and Guggenheim Strategic Opportunities Fund (GOF) at $1.93B.

Among institutional investors, Nuveen Municipal High Income Opportunity Fund (NMZ) drew the most net new fund positions in Q2 2026: 88 funds opened new positions, taking total fund holders up 75 (54%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.