We are live on ! Find out more

Small Cap Financials
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
HAPN
1
Happen Inc
HAPN
$1.94B
$1.94B $16.83 3.77%
RBCAA icon
2
Republic Bancorp
RBCAA
$1.89B
$1.89B $96.26 0.16%
TY icon
3
TRI-Continental Corp
TY
$1.88B
$1.88B $35.15 0.11%
PRCH icon
4
Porch Group
PRCH
$1.86B
$1.86B $16.38 2.09%
SBET icon
5
Sharplink Inc
SBET
$1.86B
$1.86B $8.54 3.17%
GABC icon
6
German American Bancorp
GABC
$1.85B
$1.85B $49.25 0.71%
NBHC icon
7
National Bank Holdings
NBHC
$1.84B
$1.84B $41.32 1.08%
PDO
8
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$1.84B $12.67 0.8%
NUV icon
9
Nuveen Municipal Value Fund
NUV
$1.83B
$1.83B $8.70 1.81%
USA icon
10
Liberty All-Star Equity Fund
USA
$1.82B
$1.82B $5.90 0.84%
TOP icon
11
TOP Financial Group
TOP
$1.81B
$1.81B $14.61 4.26%
OCFC icon
12
OceanFirst Financial
OCFC
$1.8B
$1.8B $18.65 1.53%
LOB icon
13
Live Oak Bancshares
LOB
$1.8B
$1.8B $38.90 1.14%
ETG
14
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.79B
$1.79B $23.49 1.55%
ETV
15
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$1.78B $15.28 0.65%
DCOM icon
16
Dime Commercial Bancshares
DCOM
$1.78B
$1.78B $40.39 0.86%
HOPE icon
17
Hope Bancorp
HOPE
$1.77B
$1.77B $13.82 1.14%
GAB icon
18
Gabelli Equity Trust
GAB
$1.76B
$1.76B $5.66 0.35%
FSUN
19
FirstSun Capital Bancorp
FSUN
$1.75B
$1.75B $39.91 1.87%
STEW
20
SRH Total Return Fund
STEW
$1.75B
$1.75B $18.18 0.22%
STBA icon
21
S&T Bancorp
STBA
$1.75B
$1.75B $49.63 0.64%
PAX icon
22
Patria Investments
PAX
$1.75B
$1.75B $10.82 3.39%
BST icon
23
BlackRock Science and Technology Trust
BST
$1.75B
$1.75B $50.29 1.02%
NAC icon
24
Nuveen California Quality Municipal Income Fund
NAC
$1.72B
$1.72B $11.02 3.16%
BY icon
25
Byline Bancorp
BY
$1.71B
$1.71B $37.94 0.86%

Small Cap Financials Stocks at a Glance

Financials companies move, lend, insure, and manage money — spanning banks, insurers, brokers, asset managers, exchanges, and consumer lenders. Profits hinge on interest-rate spreads, credit quality, and transaction volumes, so the sector tends to amplify the broader economic cycle.

There are 638 small cap Financials stocks — companies in the Financials sector with a market cap between $250M and $2B — worth a combined $420B.

The largest by market cap are Happen Inc (HAPN) at $1.94B, Republic Bancorp (RBCAA) at $1.89B and TRI-Continental Corp (TY) at $1.88B.

Among institutional investors, Cantor Equity Partners VII (CAES) drew the most net new fund positions in Q2 2026: 74 funds opened new positions.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.