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Small Cap Financials
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
NML
301
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$576M $10.16 0.89%
ETJ
302
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$575M $8.54 0.47%
AEXA
303
American Exceptionalism Acquisition Corp
AEXA
$573M
$573M $11.59 0.09%
BME icon
304
BlackRock Health Sciences Trust
BME
$570M
$570M $44.11 1.4%
MSIF
305
MSC Income Fund Inc
MSIF
$566M
$566M $12.48 5.76%
HBCP icon
306
Home Bancorp
HBCP
$566M
$566M $71.88 0.15%
VGM icon
307
Invesco Trust Investment Grade Municipals
VGM
$564M
$564M $10.40 0.87%
AVK
308
Advent Convertible and Income Fund
AVK
$563M
$563M $12.75 0.47%
IPKW icon
309
Invesco International BuyBack Achievers ETF
IPKW
$563M
$563M $61.84 0.96%
GUT
310
Gabelli Utility Trust
GUT
$559M
$559M $6.24 0.16%
MMU
311
Western Asset Managed Municipals Fund
MMU
$554M
$554M $10.14 1.1%
THW
312
abrdn World Healthcare Fund
THW
$551M
$551M $13.66 1.41%
VKQ icon
313
Invesco Municipal Trust
VKQ
$551M
$551M $9.95 0.61%
BSOL
314
Bitwise Solana Staking ETF
BSOL
$548M
$548M $10.11 1.71%
ITIC
315
Investors Title Co
ITIC
$547M
$547M $289.84 1.89%
DDM icon
316
ProShares Ultra Dow30
DDM
$545M
$545M $69.42 0.54%
CHW
317
Calamos Global Dynamic Income Fund
CHW
$545M
$545M $8.53 0.71%
AMSF icon
318
AMERISAFE
AMSF
$540M
$540M $29.12 2.05%
ETHB
319
iShares Staked Ethereum Trust ETF
ETHB
$535M
$535M $24.71 0.57%
IQI icon
320
Invesco Quality Municipal Securities
IQI
$534M
$534M $10.09 0.6%
BWFG icon
321
Bankwell Financial Group
BWFG
$533M
$533M $66.90 0.04%
BGY icon
322
BlackRock Enhanced International Dividend Trust
BGY
$529M
$529M $5.84 0.69%
TWN
323
Taiwan Fund
TWN
$527M
$527M $91.81 1.8%
BSRR icon
324
Sierra Bancorp
BSRR
$525M
$525M $40.50 0.91%
DPG
325
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$524M $14.57 0.62%
11 12
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Small Cap Financials Stocks at a Glance

Financials companies move, lend, insure, and manage money — spanning banks, insurers, brokers, asset managers, exchanges, and consumer lenders. Profits hinge on interest-rate spreads, credit quality, and transaction volumes, so the sector tends to amplify the broader economic cycle.

There are 647 small cap Financials stocks — companies in the Financials sector with a market cap between $250M and $2B — worth a combined $450B.

The largest by market cap are Live Oak Bancshares (LOB) at $1.97B, FirstSun Capital Bancorp (FSUN) at $1.96B and Republic Bancorp (RBCAA) at $1.95B.

Among institutional investors, Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) drew the most net new fund positions in Q1 2026: 173 funds opened new positions, taking total fund holders up 167 (278%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q1 2026.