Wellington Management Group’s Hartford AAA CLO ETF TRPA Stock Holding History

Wellington Management Group’s Portfolio TRPA Stock Details TRPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-245,000	Closed	-$9.93M	–	2008
2020 Q2	$9.93M	Hold	245,000	–	–	﹤0.01%	1070
2020 Q1	$9.37M	Hold	245,000	–	–	﹤0.01%	1049
2019 Q4	$10M	Hold	245,000	–	–	﹤0.01%	1162
2019 Q3	$10M	Hold	245,000	–	–	﹤0.01%	1167
2019 Q2	$9.98M	Hold	245,000	–	–	﹤0.01%	1211
2019 Q1	$9.89M	Hold	245,000	–	–	﹤0.01%	1210
2018 Q4	$9.69M	Hold	245,000	–	–	﹤0.01%	1195
2018 Q3	$9.82M	Hold	245,000	–	–	﹤0.01%	1286
2018 Q2	$9.78M	Buy	+245,000	New	+$9.81M	﹤0.01%	1291

Other funds holding TRPA

HFM

Hartford Funds Management Wayne, Pennsylvania $1.25B AUM 10.14% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.76B AUM 18.08% 1-Year Est. Return

Wellington Management Group's TRPA Position: Q3 2020 in Review

Wellington Management Group sold out of Hartford AAA CLO ETF (TRPA) in Q3 2020, closing a stake of 245,000 shares — an estimated $9.93M sold.

Wellington Management Group first reported a position in TRPA in Q2 2018 and held it in 9 quarters. The position peaked at $10M in Q4 2019. 13 funds tracked by Wall St. Rank hold TRPA as of Q3 2020.

Wellington Management Group reported no remaining Hartford AAA CLO ETF position as of Q3 2020 after selling out during the quarter.
Wellington Management Group sold 245,000 Hartford AAA CLO ETF shares in Q3 2020, an estimated $9.93M.
Wellington Management Group first reported a position in Hartford AAA CLO ETF in Q2 2018 and held it in 9 quarters.
Wellington Management Group's Hartford AAA CLO ETF position peaked at $10M in Q4 2019.
13 funds tracked by Wall St. Rank held Hartford AAA CLO ETF as of Q3 2020.

Based on Wellington Management Group's 13F filing for Q3 2020, filed 16 Nov 2020.