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RAFFA WEALTH MANAGEMENT, LLC’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

RAFFA WEALTH MANAGEMENT, LLC’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-10,000
Closed -$523K – 748
2018
Q3 		$523K Buy
+10,000
New +$510K 0.19% 45

Other funds holding FYC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RAFFA WEALTH MANAGEMENT, LLC's FYC Position: Q4 2018 in Review

RAFFA WEALTH MANAGEMENT, LLC sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2018, closing a stake of 10,000 shares — an estimated $523K sold.

RAFFA WEALTH MANAGEMENT, LLC first reported a position in FYC in Q3 2018 and held it in 1 quarter. The position peaked at $523K in Q3 2018. 70 funds tracked by Wall St. Rank hold FYC as of Q4 2018.

  • RAFFA WEALTH MANAGEMENT, LLC reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
  • RAFFA WEALTH MANAGEMENT, LLC sold 10,000 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2018, an estimated $523K.
  • RAFFA WEALTH MANAGEMENT, LLC first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2018 and held it in 1 quarter.
  • RAFFA WEALTH MANAGEMENT, LLC's First Trust Small Cap Growth AlphaDEX Fund position peaked at $523K in Q3 2018.
  • 70 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2018.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q4 2018, filed 27 Jul 2026.