RWML
CEM

RAFFA WEALTH MANAGEMENT, LLC’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

RAFFA WEALTH MANAGEMENT, LLC’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-247
Closed -$14.8K – 761
2019
Q2 		$14.8K Buy
+247
New +$15.2K ﹤0.01% 581

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RAFFA WEALTH MANAGEMENT, LLC's CEM Position: Q3 2019 in Review

RAFFA WEALTH MANAGEMENT, LLC sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2019, closing a stake of 247 shares — an estimated $14.8K sold.

RAFFA WEALTH MANAGEMENT, LLC first reported a position in CEM in Q2 2019 and held it in 1 quarter. The position peaked at $14.8K in Q2 2019. 89 funds tracked by Wall St. Rank hold CEM as of Q3 2019.

  • RAFFA WEALTH MANAGEMENT, LLC reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2019 after selling out during the quarter.
  • RAFFA WEALTH MANAGEMENT, LLC sold 247 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2019, an estimated $14.8K.
  • RAFFA WEALTH MANAGEMENT, LLC first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2019 and held it in 1 quarter.
  • RAFFA WEALTH MANAGEMENT, LLC's ClearBridge MLP and Midstream Fund Inc. position peaked at $14.8K in Q2 2019.
  • 89 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2019.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.