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USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
(+12%)
Cap. Flow
+$1.19M
Cap. Flow
% of AUM
0.08%
Top 10 Holdings %
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.3M |
| 2 |
ARK Innovation ETF
ARKK
|
+$13.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$10.1M |
| 4 |
ARK Web x.0 ETF
ARKW
|
+$8.08M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$52.7M |
| 2 |
Duke Energy
DUK
|
+$6.22M |
| 3 |
Cummins
CMI
|
+$5.28M |
| 4 |
Philip Morris
PM
|
+$4.46M |
| 5 |
iShares US Healthcare Providers ETF
IHF
|
+$3.38M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Financials | 9.07% |
| 3 | Healthcare | 7.32% |
| 4 | Energy | 5.9% |
| 5 | Communication Services | 5.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Union Pacific
UNP
$182B
| $1.38M | 0.1% |
6,603
+340
| +5% | +$67.9K |
|
202
Invesco Pharmaceuticals ETF
PJP
$425M
| $1.37M | 0.1% |
19,151
+1,446
| +8% | +$96.8K |
|
203
BP
BP
$113B
| $1.35M | 0.09% |
65,610
-71,679
| -52% | -$1.35M |
|
|
KTF
204
DWS Municipal Income Trust
KTF
$346M
| $1.34M | 0.09% |
115,510
-1,500
| -1% | -$16.8K |
|
205
Phillips 66
PSX
$82.9B
| $1.34M | 0.09% |
19,157
+14,165
| +284% | +$832K |
|
206
Forestar Group
FOR
$1.44B
| $1.33M | 0.09% |
65,775
+13,929
| +27% | +$265K |
|
207
Sprouts Farmers Market
SFM
$7.04B
| $1.32M | 0.09% |
+65,790
| New | +$1.35M |
|
208
Nutrien
NTR
$32.7B
| $1.32M | 0.09% |
27,432
+1,704
| +7% | +$75.3K |
|
209
Citizens Financial Group
CFG
$30.4B
| $1.28M | 0.09% |
+35,903
| New | +$1.13M |
|
210
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $1.28M | 0.09% |
37,290
-108
| -0.3% | -$3.51K |
|
211
Teva Pharmaceuticals
TEVA
$35.9B
| $1.28M | 0.09% |
132,272
-11,762
| -8% | -$113K |
|
|
MMP
212
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.27M | 0.09% |
29,875
+909
| +3% | +$36.3K |
|
213
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
| $1.26M | 0.09% |
27,576
+400
| +1% | +$18K |
|
214
Broadcom
AVGO
$1.82T
| $1.25M | 0.09% |
28,620
-83,010
| -74% | -$3.24M |
|
215
Palomar
PLMR
$3.65B
| $1.25M | 0.09% |
14,020
| – | – |
|
216
Sprott Gold Miners ETF
SGDM
$551M
| $1.24M | 0.09% |
40,452
-1,000
| -2% | -$31.9K |
|
|
NIQ
217
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
| $1.23M | 0.09% |
83,389
-7,200
| -8% | -$104K |
|
218
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $1.22M | 0.09% |
7,720
-12,570
| -62% | -$2M |
|
219
Nuveen Taxable Municipal Income Fund
NBB
$447M
| $1.22M | 0.09% |
51,249
+830
| +2% | +$18.7K |
|
220
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
| $1.21M | 0.08% |
42,019
-4,405
| -9% | -$118K |
|
221
First Trust Value Line Dividend Fund
FVD
$8.29B
| $1.2M | 0.08% |
+34,159
| New | +$1.16M |
|
222
Alerian Energy Infrastructure ETF
ENFR
$504M
| $1.17M | 0.08% |
+79,795
| New | +$1.11M |
|
223
Vanguard FTSE Europe ETF
VGK
$30B
| $1.16M | 0.08% |
19,268
-1,991
| -9% | -$112K |
|
224
XPO
XPO
$25B
| $1.16M | 0.08% |
28,047
+6,362
| +29% | +$231K |
|
225
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $1.15M | 0.08% |
54,989
+29,445
| +115% | +$612K |
|
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USCA RIA's Q4 2020 Portfolio in Review
As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
- USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
- USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
- USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
- USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
- USCA RIA opened 60 new positions and closed 36 in Q4 2020.
- USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.
Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.