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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTG icon
201
First Trust Indxx NextG ETF
NXTG
$540M
$1.53M 0.14%
+27,805
New +$1.47M
WBA
202
DELISTED
Walgreens Boots Alliance
WBA
$1.52M 0.14%
25,795
-1,792
-6% -$103K
XMPT icon
203
VanEck CEF Muni Income ETF
XMPT
$219M
$1.5M 0.13%
54,505
+8,500
+18% +$233K
IJT icon
204
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$1.5M 0.13%
15,466
– –
KTOS icon
205
Kratos Defense & Security Solutions
KTOS
$9.27B
$1.48M 0.13%
+81,875
New +$1.52M
HRL icon
206
Hormel Foods
HRL
$13.8B
$1.47M 0.13%
32,620
-436
-1% -$18.8K
WIW
207
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$1.46M 0.13%
126,421
+7,805
+7% +$87.2K
NIQ
208
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.46M 0.13%
104,954
+11,800
+13% +$162K
CII icon
209
BlackRock Enhanced Captial and Income Fund
CII
$998M
$1.44M 0.13%
83,250
+1,000
+1% +$16.5K
WY icon
210
Weyerhaeuser
WY
$17B
$1.43M 0.13%
47,490
+8,635
+22% +$251K
XYZ
211
Block Inc
XYZ
$45.5B
$1.43M 0.13%
22,852
-7,433
-25% -$475K
LBTYK icon
212
Liberty Global Class C
LBTYK
$3.37B
$1.43M 0.13%
65,396
+54,188
+483% +$1.22M
IP icon
213
International Paper
IP
$20.1B
$1.41M 0.13%
32,357
-1,995
-6% -$83.7K
MDY icon
214
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$1.41M 0.13%
3,754
+65
+2% +$23.5K
COP icon
215
ConocoPhillips
COP
$146B
$1.39M 0.12%
21,402
+5,062
+31% +$298K
MINT icon
216
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.38M 0.12%
13,619
-34
-0.2% -$3.46K
ITA icon
217
iShares US Aerospace & Defense ETF
ITA
$14.1B
$1.37M 0.12%
12,330
+660
+6% +$74.1K
SUB icon
218
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.36M 0.12%
12,740
+2,774
+28% +$296K
CONE
219
DELISTED
CyrusOne Inc Common Stock
CONE
$1.35M 0.12%
20,588
+11,403
+124% +$783K
PXD
220
DELISTED
Pioneer Natural Resource Co.
PXD
$1.34M 0.12%
8,846
+6,300
+247% +$839K
NTX
221
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$1.33M 0.12%
92,768
+15,000
+19% +$212K
NVDA icon
222
NVIDIA
NVDA
$5.06T
$1.33M 0.12%
225,360
-276,440
-55% -$1.44M
KTF
223
DWS Municipal Income Trust
KTF
$347M
$1.3M 0.12%
114,875
+6,100
+6% +$69.9K
TEVA icon
224
Teva Pharmaceuticals
TEVA
$36.3B
$1.29M 0.12%
132,103
-12,640
-9% -$113K
SPYV icon
225
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$1.28M 0.11%
36,782
+1,918
+6% +$64.1K
7 8
9
10 11

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.