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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$985M
AUM Growth
+$65.9M
Cap. Flow
+$45.2M
Cap. Flow %
4.59%
Top 10 Hldgs %
14.4%
Holding
483
New
54
Increased
187
Reduced
136
Closed
36

Top Buys

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.96M
2
ABBV icon
AbbVie
ABBV
+$3.95M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.86M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.15M
5
ES icon
Eversource Energy
ES
+$2.88M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.17M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.78M
3
LUV icon
Southwest Airlines
LUV
+$3.32M
4
AOS icon
A.O. Smith
AOS
+$3.1M
5
TRV icon
Travelers Companies
TRV
+$3.05M

Sector Composition

Rank Sector Weight
1 Financials 13.98%
2 Technology 10.97%
3 Healthcare 10.54%
4 Energy 9.8%
5 Industrials 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CII icon
201
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$1.3M 0.13%
82,100
– –
TMO icon
202
Thermo Fisher Scientific
TMO
$196B
$1.29M 0.13%
4,395
+104
+2% +$28.6K
WIW
203
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$1.28M 0.13%
114,166
– –
NTR icon
204
Nutrien
NTR
$32.9B
$1.26M 0.13%
23,623
+663
+3% +$34.6K
ITA icon
205
iShares US Aerospace & Defense ETF
ITA
$13.6B
$1.24M 0.13%
11,528
-220
-2% -$22.8K
AEP icon
206
American Electric Power
AEP
$72.4B
$1.22M 0.12%
13,904
-8,947
-39% -$771K
NEM icon
207
Newmont
NEM
$102B
$1.21M 0.12%
+31,489
New +$1.06M
HYLS icon
208
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
$1.21M 0.12%
25,060
+3,608
+17% +$173K
AMLP icon
209
Alerian MLP ETF
AMLP
$12.9B
$1.2M 0.12%
24,342
+852
+4% +$42.1K
FDT icon
210
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$1.19M 0.12%
22,053
+6,946
+46% +$372K
MNDT
211
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.19M 0.12%
80,150
-175
-0.2% -$2.68K
KTF
212
DWS Municipal Income Trust
KTF
$349M
$1.18M 0.12%
104,575
-500
-0.5% -$5.57K
ADBE icon
213
Adobe
ADBE
$86.8B
$1.14M 0.12%
3,870
+310
+9% +$86.1K
GTE icon
214
Gran Tierra Energy
GTE
$257M
$1.14M 0.12%
71,600
+1,750
+3% +$37.3K
SRLN icon
215
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.13M 0.11%
24,491
-212
-0.9% -$9.83K
PCAR icon
216
PACCAR
PCAR
$69B
$1.13M 0.11%
23,685
-330
-1% -$15.3K
DIA icon
217
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.13M 0.11%
4,243
-2
-0% -$522
CELG
218
DELISTED
Celgene Corp
CELG
$1.12M 0.11%
12,123
+541
+5% +$51.4K
FSK icon
219
FS KKR Capital
FSK
$3.04B
$1.1M 0.11%
+46,125
New +$1.13M
K
220
DELISTED
Kellanova
K
$1.09M 0.11%
21,738
-631
-3% -$33.5K
OAK
221
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.09M 0.11%
22,051
-492
-2% -$24.4K
NIQ
222
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.07M 0.11%
80,154
-400
-0.5% -$5.25K
COP icon
223
ConocoPhillips
COP
$145B
$1.06M 0.11%
17,386
-18,263
-51% -$1.14M
WY icon
224
Weyerhaeuser
WY
$17.2B
$1.06M 0.11%
40,261
-1,116
-3% -$28.4K
WATT icon
225
Energous
WATT
$84.8M
$1.05M 0.11%
400
+85
+27% +$248K
7 8
9
10 11

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q2 2019 Portfolio in Review

As of Q2 2019, USCA RIA held 483 positions worth $985M, up 7.2% from $919M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA deployed $45.2M of net new capital in Q2 2019, opening 54 new positions and adding to 187 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 35,026 shares worth $3.2M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $4.78M trimmed.

  • USCA RIA's largest Q2 2019 buy was iShares MSCI USA Quality Factor ETF: 35,026 shares worth $3.2M.
  • USCA RIA added most to Marathon Petroleum in Q2 2019, an estimated $4.96M increase.
  • USCA RIA's biggest Q2 2019 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $4.78M.
  • USCA RIA fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2019, selling an estimated $6.17M.
  • USCA RIA's ten largest holdings make up 14% of its $985M portfolio in Q2 2019.
  • USCA RIA opened 54 new positions and closed 36 in Q2 2019.
  • USCA RIA's portfolio value rose 7.2% quarter-over-quarter to $985M.

Based on USCA RIA's 13F filing for Q2 2019, filed 2 Aug 2019.