We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$919M
AUM Growth
+$168M
Cap. Flow
+$85.8M
Cap. Flow %
9.33%
Top 10 Hldgs %
14.34%
Holding
474
New
56
Increased
187
Reduced
139
Closed
46

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$6.68M
2
PSX icon
Phillips 66
PSX
+$5.81M
3
AVGO icon
Broadcom
AVGO
+$5.37M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$5.24M
5
WFC icon
Wells Fargo
WFC
+$5.17M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$5.01M
2
DD icon
DuPont de Nemours
DD
+$4.42M
3
EXC icon
Exelon
EXC
+$3.98M
4
DUK icon
Duke Energy
DUK
+$3.59M
5
VZ icon
Verizon
VZ
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 12.49%
2 Technology 11.35%
3 Healthcare 10.79%
4 Energy 9.55%
5 Consumer Staples 8.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
201
DELISTED
Celgene Corp
CELG
$1.09M 0.12%
11,582
+4,830
+72% +$422K
PCAR icon
202
PACCAR
PCAR
$68.8B
$1.09M 0.12%
24,015
-4,188
-15% -$182K
WY icon
203
Weyerhaeuser
WY
$17B
$1.09M 0.12%
41,377
+19,100
+86% +$481K
NIQ
204
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.05M 0.11%
80,554
+1,700
+2% +$21.7K
HYLS icon
205
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.02M 0.11%
21,452
-4,313
-17% -$203K
UNP icon
206
Union Pacific
UNP
$181B
$1.01M 0.11%
6,028
-1,166
-16% -$188K
STZ icon
207
Constellation Brands
STZ
$22.1B
$1.01M 0.11%
5,736
-461
-7% -$77.6K
TWTR
208
DELISTED
Twitter, Inc.
TWTR
$977K 0.11%
29,700
-4,550
-13% -$144K
MJ icon
209
Amplify Alternative Harvest ETF
MJ
$102M
$959K 0.1%
+2,198
New +$906K
ADBE icon
210
Adobe
ADBE
$84.3B
$949K 0.1%
3,560
+95
+3% +$23.9K
EFV icon
211
iShares MSCI EAFE Value ETF
EFV
$27.3B
$949K 0.1%
19,410
+2,360
+14% +$114K
LMRK
212
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$948K 0.1%
55,876
– –
TXN icon
213
Texas Instruments
TXN
$259B
$942K 0.1%
8,881
-2,915
-25% -$302K
SDY icon
214
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$935K 0.1%
9,401
– –
SNLN
215
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$919K 0.1%
52,198
– –
NTX
216
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$912K 0.1%
68,300
+6,170
+10% +$80.1K
SPYV icon
217
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$880K 0.1%
29,073
-2,302
-7% -$67.9K
XMPT icon
218
VanEck CEF Muni Income ETF
XMPT
$219M
$869K 0.09%
33,305
+10,465
+46% +$265K
MTT
219
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$860K 0.09%
41,121
+10,423
+34% +$214K
XLE icon
220
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$858K 0.09%
25,960
-3,630
-12% -$117K
XLK icon
221
State Street Technology Select Sector SPDR ETF
XLK
$116B
$832K 0.09%
22,474
-2,186
-9% -$74.8K
FDT icon
222
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$821K 0.09%
15,107
+2,482
+20% +$132K
LRCX icon
223
Lam Research
LRCX
$400B
$814K 0.09%
45,460
-163,980
-78% -$2.74M
TEAF
224
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$800K 0.09%
+40,000
New +$800K
AFL icon
225
Aflac
AFL
$63.3B
$799K 0.09%
15,988
-103,894
-87% -$5.01M
7 8
9
10 11

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2019 Portfolio in Review

As of Q1 2019, USCA RIA held 474 positions worth $919M, up 22% from $752M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA deployed $85.8M of net new capital in Q1 2019, opening 56 new positions and adding to 187 existing holdings. Its largest new stake was Broadcom: 198,200 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $5.01M trimmed.

  • USCA RIA's largest Q1 2019 buy was Broadcom: 198,200 shares worth $5.96M.
  • USCA RIA added most to Bristol-Myers Squibb in Q1 2019, an estimated $6.68M increase.
  • USCA RIA's biggest Q1 2019 reduction was Aflac, cutting an estimated $5.01M.
  • USCA RIA fully exited DuPont de Nemours in Q1 2019, selling an estimated $4.42M.
  • USCA RIA's ten largest holdings make up 14% of its $919M portfolio in Q1 2019.
  • USCA RIA opened 56 new positions and closed 46 in Q1 2019.
  • USCA RIA's portfolio value rose 22% quarter-over-quarter to $919M.

Based on USCA RIA's 13F filing for Q1 2019, filed 13 May 2019.