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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$133M
Cap. Flow
+$62.4M
Cap. Flow %
6.89%
Top 10 Hldgs %
16.14%
Holding
473
New
68
Increased
184
Reduced
140
Closed
46

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.49M
2
MO icon
Altria Group
MO
+$6.18M
3
SPG icon
Simon Property Group
SPG
+$5.93M
4
TGT icon
Target
TGT
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.28M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$6.83M
2
ABBV icon
AbbVie
ABBV
+$5.3M
3
BA icon
Boeing
BA
+$4.81M
4
BMY icon
Bristol-Myers Squibb
BMY
+$3.56M
5
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 11.31%
2 Financials 10.4%
3 Healthcare 9.6%
4 Consumer Staples 8.95%
5 Industrials 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETP
201
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.03M 0.11%
57,697
-8,753
-13% -$151K
TXN icon
202
Texas Instruments
TXN
$267B
$1.03M 0.11%
9,865
+2,567
+35% +$250K
PICK icon
203
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.21B
$1.02M 0.11%
+29,420
New +$947K
FDN icon
204
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.97B
$1.01M 0.11%
9,213
+2,104
+30% +$226K
UNP icon
205
Union Pacific
UNP
$173B
$1.01M 0.11%
7,509
+2,889
+63% +$348K
SO icon
206
Southern Company
SO
$108B
$999K 0.11%
20,774
-16,082
-44% -$819K
XLE icon
207
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$986K 0.11%
27,282
+6,204
+29% +$214K
NIQ
208
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$970K 0.11%
75,386
+5,415
+8% +$71.1K
SCHW
209
Charles Schwab
SCHW
$175B
$965K 0.11%
18,779
+2,201
+13% +$103K
VUG icon
210
Vanguard Growth ETF
VUG
$222B
$965K 0.11%
41,184
+20,610
+100% +$473K
POT
211
DELISTED
Potash Corp Of Saskatchewan
POT
$965K 0.11%
46,741
+6,472
+16% +$125K
EMLP icon
212
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$953K 0.11%
38,788
+15,463
+66% +$381K
MRSH
213
Marsh
MRSH
$84.7B
$944K 0.1%
11,597
-36,447
-76% -$3.03M
VCSH icon
214
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$924K 0.1%
11,651
+3,260
+39% +$260K
NFLX icon
215
Netflix
NFLX
$285B
$905K 0.1%
47,170
+5,000
+12% +$96.3K
MGU
216
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$889K 0.1%
34,493
+2,900
+9% +$73.2K
GRX
217
Gabelli Healthcare & Wellness Trust
GRX
$140M
$886K 0.1%
85,870
-8,087
-9% -$80.7K
CONE
218
DELISTED
CyrusOne Inc Common Stock
CONE
$879K 0.1%
14,767
+1,004
+7% +$60.9K
MU icon
219
Micron Technology
MU
$1.1T
$864K 0.1%
21,000
-62,970
-75% -$2.71M
ANET icon
220
Arista Networks
ANET
$221B
$862K 0.1%
+58,560
New +$783K
SUI icon
221
Sun Communities
SUI
$14.7B
$859K 0.09%
9,254
+597
+7% +$54.7K
DEO icon
222
Diageo
DEO
$46.9B
$856K 0.09%
5,862
-4,327
-42% -$596K
NEA icon
223
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$856K 0.09%
62,224
-702
-1% -$9.63K
SPYG icon
224
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$52B
$856K 0.09%
25,933
+14,685
+131% +$474K
KMF
225
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$848K 0.09%
61,485
+13,590
+28% +$183K
7 8
9
10 11

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GA
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NNP
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JJIJ
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BAWC
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USCA RIA's Q4 2017 Portfolio in Review

As of Q4 2017, USCA RIA held 473 positions worth $906M, up 17% from $773M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA deployed $62.4M of net new capital in Q4 2017, opening 68 new positions and adding to 184 existing holdings. Its largest new stake was Simon Property Group: 36,530 shares worth $6.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Intel, an estimated $6.83M trimmed.

  • USCA RIA's largest Q4 2017 buy was Simon Property Group: 36,530 shares worth $6.27M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $7.49M increase.
  • USCA RIA's biggest Q4 2017 reduction was Intel, cutting an estimated $6.83M.
  • USCA RIA fully exited Invesco S&P Ultra Dividend Revenue ETF in Q4 2017, selling an estimated $3.55M.
  • USCA RIA's ten largest holdings make up 16% of its $906M portfolio in Q4 2017.
  • USCA RIA opened 68 new positions and closed 46 in Q4 2017.
  • USCA RIA's portfolio value rose 17% quarter-over-quarter to $906M.

Based on USCA RIA's 13F filing for Q4 2017, filed 9 Feb 2018.