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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
201
DELISTED
Raytheon Company
RTN
$722K 0.11%
5,086
+1,146
+29% +$163K
AIG icon
202
American International
AIG
$41.5B
$715K 0.11%
10,954
-180
-2% -$11.3K
SCHW
203
Charles Schwab
SCHW
$175B
$706K 0.11%
17,878
-100
-0.6% -$3.57K
PSO icon
204
Pearson
PSO
$9.66B
$705K 0.11%
70,606
+10,956
+18% +$106K
OHI icon
205
Omega Healthcare
OHI
$15.1B
$701K 0.11%
22,431
– –
ETP
206
DELISTED
Energy Transfer Partners L.p.
ETP
$695K 0.11%
19,400
-500
-3% -$17.8K
BTI icon
207
British American Tobacco
BTI
$134B
$688K 0.11%
12,216
+3,802
+45% +$215K
NWN icon
208
Northwest Natural Holdings
NWN
$2.17B
$688K 0.11%
+11,500
New +$669K
SYY icon
209
Sysco
SYY
$39.3B
$687K 0.11%
12,399
+513
+4% +$26.6K
NFLX icon
210
Netflix
NFLX
$285B
$686K 0.11%
55,400
-32,300
-37% -$383K
BX icon
211
Blackstone
BX
$150B
$679K 0.1%
25,114
-12,776
-34% -$332K
JEF icon
212
Jefferies Financial Group
JEF
$12.9B
$674K 0.1%
32,363
-894
-3% -$16.7K
EMLP icon
213
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
$672K 0.1%
26,628
-1,153
-4% -$28.5K
PYPL icon
214
PayPal
PYPL
$49B
$669K 0.1%
16,953
-400
-2% -$16.1K
SRLN icon
215
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$667K 0.1%
14,050
+2,100
+18% +$99.3K
CCI icon
216
Crown Castle
CCI
$33.8B
$664K 0.1%
7,654
+870
+13% +$76.2K
POT
217
DELISTED
Potash Corp Of Saskatchewan
POT
$653K 0.1%
36,071
+1,812
+5% +$31.4K
PB icon
218
Prosperity Bancshares
PB
$8.76B
$646K 0.1%
9,000
– –
RICE
219
DELISTED
Rice Energy Inc.
RICE
$645K 0.1%
30,200
+4,000
+15% +$95.3K
DVY icon
220
iShares Select Dividend ETF
DVY
$23.8B
$644K 0.1%
7,270
-144
-2% -$12.4K
XLE icon
221
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$644K 0.1%
+17,106
New +$619K
DGRW icon
222
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$639K 0.1%
19,201
+1,947
+11% +$63.4K
BLK icon
223
Blackrock
BLK
$164B
$637K 0.1%
1,673
+39
+2% +$14.3K
MGP
224
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$635K 0.1%
25,100
– –
SUI icon
225
Sun Communities
SUI
$14.7B
$625K 0.1%
8,157
-222
-3% -$16.6K
7 8
9
10 11

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.