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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPOR
201
DELISTED
Gulfport Energy Corp.
GPOR
$653K 0.11%
23,100
-750
-3% -$21.4K
CCI icon
202
Crown Castle
CCI
$33.6B
$639K 0.11%
6,784
-600
-8% -$57.7K
DVY icon
203
iShares Select Dividend ETF
DVY
$23.9B
$635K 0.11%
7,414
-2,191
-23% -$189K
OC icon
204
Owens Corning
OC
$11.5B
$635K 0.11%
11,900
– –
SBR
205
Sabine Royalty Trust
SBR
$1.07B
$632K 0.1%
17,200
– –
VGK icon
206
Vanguard FTSE Europe ETF
VGK
$30.3B
$630K 0.1%
12,924
+532
+4% +$25.6K
ETX
207
Eaton Vance Municipal Income 2028 Term Trust
ETX
$202M
$628K 0.1%
29,655
+700
+2% +$14.8K
CCL icon
208
Carnival Corporation Ltd
CCL
$35.9B
$627K 0.1%
+12,843
New +$594K
NID
209
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$617K 0.1%
44,545
+800
+2% +$11.2K
TLT icon
210
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$605K 0.1%
4,400
-140,045
-97% -$19.4M
GPC icon
211
Genuine Parts
GPC
$16.8B
$597K 0.1%
5,940
+906
+18% +$91.9K
IWM icon
212
iShares Russell 2000 ETF
IWM
$82.3B
$594K 0.1%
4,781
-65
-1% -$7.9K
BLK icon
213
Blackrock
BLK
$163B
$592K 0.1%
1,634
+7
+0.4% +$2.55K
TRV icon
214
Travelers Companies
TRV
$81.9B
$591K 0.1%
5,156
+657
+15% +$76.9K
SLB icon
215
SLB Ltd
SLB
$71.1B
$586K 0.1%
7,452
-15,515
-68% -$1.23M
PSO icon
216
Pearson
PSO
$9.84B
$584K 0.1%
59,650
+20,818
+54% +$239K
SYY icon
217
Sysco
SYY
$39.2B
$583K 0.1%
11,886
+62
+0.5% +$3.18K
QDF icon
218
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$579K 0.1%
15,290
– –
WATT icon
219
Energous
WATT
$88.5M
$578K 0.1%
49
-19
-28% -$170K
VXX
220
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$576K 0.1%
+4,224
New +$675K
PANW icon
221
Palo Alto Networks
PANW
$274B
$572K 0.09%
21,540
-3,240
-13% -$73.8K
SCHW
222
Charles Schwab
SCHW
$174B
$568K 0.09%
17,978
+601
+3% +$17.6K
JEF icon
223
Jefferies Financial Group
JEF
$12.9B
$567K 0.09%
33,257
-670
-2% -$11.1K
SRLN icon
224
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$565K 0.09%
11,950
+1,000
+9% +$47.1K
BHK icon
225
BlackRock Core Bond Trust
BHK
$648M
$561K 0.09%
39,490
+900
+2% +$12.7K
7 8
9
10 11

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.